Although conduct risk has become one of the highest priorities for regulators worldwide, there is still great disparity in how firms are defining conduct risk and similarly how regulators are referring to the concept.
SEC and DOJ look at the facts and circumstances around each case in making assessments. While this is frustrating to business types, as a lawyer I find it to be an appropriate analysis, -- and an accurate way to...
Conselium Compliance Search has just completed a search on behalf of Boston Scientific Corporation. Mr. Sergey Gusev began his role of Legal Counsel CEE & Russia January 13, 2014 at the company’s offices in Moscow, Russia.
We often hear of the concept of partnering with regard to internal audit. For example, does it make sense for internal audit to partner with compliance? If so, what does this partnering entail?
Historically, millions of Americans with disorders related to mental health and alcohol, drug and substance abuse, have not had adequate insurance protection to afford the costs of treatment.
Nearly three-fourths (72 percent) of North American-based organizations require employees to report on gifts offered or received from clients and vendors, and many outline acceptable and unacceptable gifts.
As the year draws to a close, I find myself engaged in the familiar practice of looking back on the year and reflecting upon the major news stories and pivotal moments of 2013 ...
Last week, it was announced that the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) had settled an enforcement action with Archer-Daniels-Midland Company (ADM).
Coalfire, an independent information technology governance, risk and compliance (IT GRC) services firm, recently released its top five cybersecurity predictions for 2014.