This year, U.S. regulatory examiners will be using even more sophisticated data tools and scrutinizing how firms monitor employees with industry discipline records.
In this interview, we share expert insights from Randall Mikkelsen, ThomsonReuters’ North American Managing Editor for Enterprise Risk Management, and Richard Satran, Senior Reporter for Wall Street Regulation.
New SEC chair, changing proxy adviser rules likely mean shifts for corporate pay practices
When AI can independently book your travel, analyze your emails and make pricing decisions, compliance concerns multiply. Morgan Lewis attorneys...
LRN's latest report on the effectiveness of ethics and compliance programs breaks new ground by examining both compliance team and...
Simplify your third-party risk management software selection Buyer's Guide Guide to Third-Party Risk Management Software What’s in this guide from...
