Today, Alexandra speaks with Billy Jacobson, a veteran of the DOJ, as the Assistant Chief of the FPCA Enforcement Unit. Billy and Alexandra go over 2017 with regards to the FCPA enforcement actions. Billy touches on the major actions that took place, as well as his thoughts on enforcement under the new President.
The Rise of a New FINRA Risk & How to Navigate It
Reg BI says brokers should act in the best interest of their retail customers, but are they? Sarah Hutchins and...