Tag: Tone at the Top

Protiviti’s Jim DeLoach explores how to bolster internal audit’s efforts in providing recommendations that are strong, actionable and in keeping ...

James Bone explores cognitive governance, the first pillar of the cognitive risk framework, and the five principles that drive the ...

Foreign Corrupt Practices Act (FCPA) enforcement activity in 2013 was robust, with the DOJ and SEC bringing 31 new FCPA ...

As demonstrated below, the sentences handed down in 2013 were a mixed bag, and (except for Frederic Bourke) all individuals ...

Since the issuance of the DOJ’s and SEC’s FCPA Guidance in November 2012, FCPA legislative reform efforts have lost some ...

U.S. officials shouldn't "roll over" for the FCPA. And yet -- arrogance when under investigation isn't going to do them ...

Construction is now underway on Azerbaijan's Southern Gas Corridor, and one of the primary entities behind the development has been ...

SEC enforcement actions have been on the rise for some time, a pattern that's only likely to continue given recent ...

Maturing Risk Management in Light of COSO Updates Recent updates to the COSO framework serve to clarify the significance of ...

Mr. Spock and his pursuit of logic inform today’s blog post. Every compliance practitioner is aware of the need for ...

Compliance is near the top of nearly every health care provider’s list of priorities. But what does a robust compliance ...

These days, more and more companies are developing internal resources to manage potential FCPA violations.