5 Common Weaknesses in OFAC Sanctions Compliance Programs
If your business activities take place in the U.S., you need to be doing OFAC screening. Michael Volkov offers five ...
Tag: third-party risk
$5B Facebook Privacy Settlement with the FTC Imposes Stringent Third-Party Requirements
The FTC has handed Facebook the largest privacy fine in history. Russ Berland explores how privacy risks in the U.S. are ...
Understanding Consumer Credit Reporting Obligations: Metro 2, E-OSCAR and New Tougher FCRA/CFPB Compliance
OVERVIEW Understand your potential legal risk and compliance obligations with respect to consumer credit reporting. Many financial institutions which furnish ...
[Webinar] Automating Your Third-Party Risk Management Program
The current state of vendor risk management (VRM) is bleak. More than half of all information security breaches are caused ...
Driving Integrity into the Supply Chain | Setting Expectations for Success
Part I of a 3 part series | 30 min short-form webinar Ensuring integrity throughout your supply chain is complex ...
3 Potential Risks When Working with Third-Party Vendors
Vendors make the world go round, allowing organizations to efficiently outsource tasks, but they are a top source of breaches ...
ESG Screening Underscores Challenges in Third-Party Risk Management
Nearly half of compliance and procurement professionals find it difficult to identify environmental, social and governance within customer due diligence ...
With Rising Regulatory Pressures, Risk Programs are Running Hard to Stay in Place
Santa Fe Group’s Gary Roboff and Protiviti’s Paul Kooney discuss today’s increasingly fraught risk environment. Among the findings from a ...
Ponemon on Third-Party IoT Risk: Companies Don’t Know What They Don’t Know
Third-Party Risk Factors Require More Board Level Attention on IoT Security Santa Fe, NM (May 7, 2019) – The Santa Fe ...
Using the New NYDFS Cybersecurity Regulation to “Lock the Data Vault” for Financial Institutions
The New York Department of Financial Services (NYDFS) requires all regulated entities to adopt the core requirements of a cybersecurity ...
How to Enhance Information Security Efforts
Evan Francen, CEO of FRSecure and Security Studio, makes the case for adopting a third-party information security risk management (TPISRM) ...
Exercising Good Privacy and Compliance Judgment
Cisco has just released a Data Privacy Benchmark Study, revealing that outsourcers are taking seriously their responsibility to protect customers’ ...
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
- Scott P. Strochak August 19, 2019SEC Charges Head Sales Agent in South Florida Alternative Investments Scheme
