Social Selling Creates SEC Compliance, Security Demands for Financial Advisers
Social selling gives financial advisers an effective way to connect with potential clients and build a rapport with them as ...
Tag: Social Media Risk
Know Your Customer? Know Your Human. Compliance Lessons From Elon Musk’s Promised Assault on Twitterbots
Twitter’s new boss is waging war on bots. How he gets it done may offer lessons for GRC professionals. The ...
Blowing the Whistle: Exploring Federal Protections After Twitter Testimony
Twitter’s been in the news of late thanks to Elon Musk’s (failed?) takeover bid, but another recent bit of Twitter ...
#MeToo Today: The Evolution of the Movement and Practical Tips for Employers
Lawrence & Bundy’s Allegra Lawrence-Hardy and Kathy Glennon explore how the #MeToo movement has impacted the legal landscape and the workplace ...
Is It Smoke or Is It Fire? Using Internet Data to Investigate Claims of Misconduct
In the #MeToo era, with allegations of workplace misconduct on the rise, organizations need a quick and accurate way to ...
SEC Sanctions Warn Investment Firms That Good Intentions Aren’t Enough on Messaging Apps
Think your firm’s policies will protect against sanctions for failing to meet the books and records requirements? If your rules ...
As Musk’s Tweet Inadvertently Illustrates, the Letter of the Law Has Its Limits
Aspiring Twitter owner and current Tesla CEO Elon Musk has indicated that if he succeeds in buying the social media ...
Managing the Workplace Ethics of Social Media
In the latest installment of his ongoing series, Jason Lunday explains why social media can and must be proactively managed ...
Can an Employee Be Fired for Sharing a Questionable Social Media Post?
Can an employee get fired for what they post on social media? It depends. While employers have broad leeway to ...
2019: Will Money Launderers Meet Their Match?
The Outlook for AML in the Year Ahead 2018 proved to be a challenging year in the fight against money ...
The U.K.’s Draft Online Safety Bill – Are You in Scope?
On May 12, 2021, the U.K. government published its draft Online Safety Bill which will place a legal obligation on ...
The Porte Ouverte Social Media Movement: Safe Haven or Risky Business?
The terrorist attacks in Paris were horrific events that stunned the City of Lights and the entire world. As risk ...
