OFAC Puts Asian Companies on Notice with “Compliance Framework”
The Clifford Chance team covers OFAC’s recently published “Framework for OFAC Compliance Commitments,” with a particular focus on how the ...
Tag: risk assessment
DOJ’s Risk Assessment Expectations in “Evaluation of Corporate Compliance Programs”
Kaplan & Walker’s Jeff Kaplan discusses the Department of Justice’s recent updates to its guidelines for evaluating the effectiveness of ...
Ponemon on Third-Party IoT Risk: Companies Don’t Know What They Don’t Know
Third-Party Risk Factors Require More Board Level Attention on IoT Security Santa Fe, NM (May 7, 2019) – The Santa Fe ...
How the Chief Risk Officer’s Role is Changing in 2019
The stakes are getting higher for CROs and compliance officers. Brenda Boultwood of MetricStream details why it’s increasingly imperative that ...
How to Establish an Effective Data Quality Policy
Moving Beyond Day-to-Day Data Cleansing In the financial services industry, regulation on due process and fit-for-purpose data has grown increasingly ...
10 Ways to Improve Your Risk Assessment Process
Guidance for Executive Management and the Board Protiviti’s Jim DeLoach discusses strategies to enhance the risk assessment process, from ensuring ...
The 2019 TRACE Bribery Risk Matrix Rankings for Asia-Pacific
New Data is Key to Anti-Bribery, Anti-Corruption Efforts TRACE International published an updated Bribery Risk Matrix earlier this month, and ...
4 Steps to Secure Your Data in the Cloud
Managing Risk in a Shifting Regulatory Environment Given the frequency of significant data breaches, organizations must be increasingly vigilant about ...
Your Asia-Pacific Anti-Corruption Rundown
New Developments Across the Region Clifford Chance’s anti-corruption specialists in Asia-Pacific surveyed recent developments in five jurisdictions. Here's what you ...
Steering the Sales Strategy Toward Compliance
Why Teaching Compliance Isn’t Sufficient Sales teams live and die on incentives. And there’s nothing wrong with that per se, ...
Communicating Critical Enterprise Risks to the Board
8 Principles to Guide the Risk Assessment Process Organizations don’t need to involve the board in every risk by any ...
Combating Your Company’s Insider Risk
New data privacy and cybersecurity regulations including the NY DFS and the EU GDPR are causing companies to tighten up ...
- Andrew I. Farmer, Scott R. Sieck, Eddie D. Austin, Jr., Carolyn P. Austin, and John D. Brotherton May 17, 2019SEC Charges Five Individuals with Running a Pump-And-Dump Scheme
- Collector's Coffee (d/b/a Collectors Café), and Mykalai Kontilai May 15, 2019SEC Freezes Assets of Online Auction Portal and Its CEO Associated with $23 Million Offering Fraud
- Brian Fettner, et al. May 14, 2019
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