Webinar: Driving Integrity into the Supply Chain | Report and Optimise
Ensuring integrity throughout your supply chain is complex and requires planning, tools and expert resources to provide transparency without slowing ...
Tag: risk assessment
HR Auditing: Important Issues for 2020
OVERVIEW There are numerous external and internal forces and factors that have an impact on organizations. Increasingly this list includes ...
The Challenges of Managing PCI DSS Compliance
Many organizations struggle with the payment Card Industry Data Security Standard. Lockpath’s Dennis Keglovits outlines what organizations can do to ...
Webinar on BSA/AML/OFAC Risk Assessment: 2019 Updates on Regulations and Techniques
What will be discussed? Conducting BSA/AML/OFAC risk assessments is not only required to comply with the regulations but also to ...
Performing BSA/AML/OFAC Risk Assessments: Components, Techniques and Best Practices
OVERVIEW This 60-minute webinar will summarize the importance of performing BSA/AML/OFAC risk assessments properly. It will discuss the various components ...
Developing Effective Employee Handbooks: 2019 Critical Issues and Best Practices
OVERVIEW Employee handbooks have become a valuable tool in providing important information to employees. Handbooks describe what employers expect of ...
Webinar on a Systematic Approach to Human Error Reduction: Investigations, Root Cause Determination and CAPA Effectiveness
To reduce and prevent human errors it is essential to understand human behavior, the psychology of error and root causes ...
Understanding Consumer Credit Reporting Obligations: Metro 2, E-OSCAR and New Tougher FCRA/CFPB Compliance
OVERVIEW Understand your potential legal risk and compliance obligations with respect to consumer credit reporting. Many financial institutions which furnish ...
Consumer Credit Reporting: Metro 2, E-OSCAR and FCRA Compliance
Many financial institutions which furnish consumer credit information on a periodic basis to Credit Reporting Agencies (CRAs) experience challenges in ...
No-Fail Events to Take the Pulse of Your Compliance Program
Do you ever wish you could take a quick “pulse check” to see how your compliance education is landing – ...
Finally! An Alternative to Risk Matrices
While heatmaps (or risk matrices) are still considered one of the most popular tools for risk assessment, plenty of research ...
OFAC Puts Asian Companies on Notice with “Compliance Framework”
The Clifford Chance team covers OFAC’s recently published “Framework for OFAC Compliance Commitments,” with a particular focus on how the ...
- Jan Atlas September 17, 2019SEC Charges South Florida Securities Attorney with Issuing Misleading Opinion Letters that Furthered Fraud on Thousands of Retail Investors
- John Henderson and Global Resources Leadership LLC September 17, 2019SEC Charges IIIinois Company and Its President with Affinity Fraud Targeting Christian Investors
- Jay Daniel Seinfeld, Sara Beth Postma, Traditions Capital Management LLC, and Hospice Patient Aid Program, Inc. September 17, 2019SEC Charges Defendants Who Used Fake Charity to Defraud the Terminally III
