7 Steps to Jump Start Your Anti-Fraud Program
Peter Millar, the Director of Technology Application at ACL Services Ltd., provides data analysis techniques and tips for detecting and ...
Tag: monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
Betting on Compliance: The Supreme Court’s Decision in Murphy v. NCAA
Q&A with Nicole Sprinzen of Cozen O’Connor With the U.S. Supreme Court’s decision in Murphy v. NCAA on May 14, ...
Measure or Die! – Using Metrics To Measure Compliance Performance
In the event you don’t already have a robust and meaningful set of compliance and ethics KPIs at your company, ...
How AI is Transforming the Anti-Money Laundering Challenge
A Much-Needed Intelligent Approach to Segmentation Anti-money laundering (AML) is a complex and persistent challenge for financial institutions. AI is ...
The Challenge of Auditing and Monitoring Your Distributors
Moving Beyond Routine Contract Provisions If companies are to maintain a commitment to risk mitigation, they must keep an eye ...
Workloads Are the New Atomic Unit on IT Landscape
Enterprises’ move to the cloud brings the potential for improved security and reliability, but it also can cause unease for ...
Book-Ending FCPA Compliance: The Importance of Risk Assessments and Monitoring
Risk assessments and monitoring are essential to any successful compliance program, and as such, they're the two key components FCPA ...
Anti-Corruption and the Hallmarks of an Effective Compliance Program: Part 7
The vast majority of FCPA enforcement actions involve bribery payments made by third parties, as opposed to those made directly ...
Audit Committees in the Private Sector: Essential or Excessive?
It is often said that being on an audit committee is a part-time job with full-time responsibilities. It’s no wonder ...
Monitoring for Compliance
According to CCI's Code of Conduct expert Jason Lunday, monitoring - despite being a little understood element of process management ...
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