Corporate Monitorship 101: Who Are They, and What Can You Expect?
“Mr. Monitor” Jay Rosen explains what a corporate monitor is and answers some of the commonest questions organizations have when ...
Tag: monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
The Growing Problem of Corporate Fraud
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
Incorporating the OODA Loop
Stopping Problems Before They Start As third-party IT security/cyber risks become more prevalent, IT security professionals continue to look for more ...
Addressing Geopolitical and Regulatory Shifts
Managing Risk Amid Uncertainty We live in an uncertain world, and it seems to grow more so every day. Jim ...
7 Steps to Jump Start Your Anti-Fraud Program
Peter Millar, the Director of Technology Application at ACL Services Ltd., provides data analysis techniques and tips for detecting and ...
Betting on Compliance: The Supreme Court’s Decision in Murphy v. NCAA
Q&A with Nicole Sprinzen of Cozen O’Connor With the U.S. Supreme Court’s decision in Murphy v. NCAA on May 14, ...
Measure or Die! – Using Metrics To Measure Compliance Performance
In the event you don’t already have a robust and meaningful set of compliance and ethics KPIs at your company, ...
How AI is Transforming the Anti-Money Laundering Challenge
A Much-Needed Intelligent Approach to Segmentation Anti-money laundering (AML) is a complex and persistent challenge for financial institutions. AI is ...
The Challenge of Auditing and Monitoring Your Distributors
Moving Beyond Routine Contract Provisions If companies are to maintain a commitment to risk mitigation, they must keep an eye ...
Workloads Are the New Atomic Unit on IT Landscape
Enterprises’ move to the cloud brings the potential for improved security and reliability, but it also can cause unease for ...
Book-Ending FCPA Compliance: The Importance of Risk Assessments and Monitoring
Risk assessments and monitoring are essential to any successful compliance program, and as such, they're the two key components FCPA ...
Anti-Corruption and the Hallmarks of an Effective Compliance Program: Part 7
The vast majority of FCPA enforcement actions involve bribery payments made by third parties, as opposed to those made directly ...
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