Webinar on BSA/AML/OFAC Risk Assessment: 2019 Updates on Regulations and Techniques
What will be discussed? Conducting BSA/AML/OFAC risk assessments is not only required to comply with the regulations but also to ...
Tag: internal investigation
Webinar on Employee Handbook: Policies, Best Practices, and 2019 Issues
What will be discussed? Employee handbooks increasingly provide for employers the opportunity to make their workforce more committed to and ...
Webinar on a Systematic Approach to Human Error Reduction: Investigations, Root Cause Determination and CAPA Effectiveness
To reduce and prevent human errors it is essential to understand human behavior, the psychology of error and root causes ...
Virtual Boot camp on HR Compliance 101 for New HR and Non HR Supervisors and Managers
If an HR department does not know how to recognize or fix problems, what can be solved as a mere miscommunication can ...
Hanzo Introduces Investigations for Compliance, Addressing the Rapid Growth of Hotline Reports in the Wake of #MeToo
AI-powered Hanzo Dynamic Investigator empowers compliance teams to efficiently and thoroughly conduct complex investigations involving employees by leveraging current data ...
Workplace Misconduct: Laying the Groundwork for a Successful Internal Investigation
The #MeToo and #TimesUp movements brought the continuing problem of workplace misconduct onto the national stage, shining a light not ...
Optimizing Document Review in Compliance Investigations, Part 2
Using Advanced Analytics and Continuous Active Learning to "Prove a Negative" This is the second article in a two-part series ...
Optimizing Document Review in Compliance Investigations, Part 1
Internal/Regulatory Investigations Versus Litigation Too many corporations approach litigation and compliance investigations the same way, using the same technology, approach ...
TRACE: Cost-Effective Internal Investigations
Jeff Clark of Willkie Farr & Gallagher provides comprehensive guidance for planning and executing internal investigations and leveraging resources.
Addressing Sexual Harassment in the #MeToo Era, Part 2
The Rights of the Alleged Harasser In the second installment of this four-part series from Vedder Price’s Amy Bess and ...
7 Tips to Evaluate In-House Investigations
How Effective and Efficient is Your Process? In-house investigation teams are expected to be agile to be able to help ...
7 Crucial Steps to Improved Internal Investigations
How to Mitigate Risk and Liability When allegations of misconduct are raised, leadership should quickly turn its attention to an ...
- Philip R. Jacoby, et al. October 17, 2019SEC Obtains Final Judgment Against Former Executive Charged with Lying to Auditors
- Michael J. Starkweather and Andiamo Corporation, William White October 17, 2019SEC Charges Microcap Company and Two Former Chief Executive Officers with Securities Violations
- Kevin B. Merrill, et al. October 16, 2019Alleged Fraudster Sentenced to 22 Years in Parallel Criminal Case
