Tag: Internal Controls

Strong recordkeeping requires complete petition files, wage evidence and change-management documentation when roles, duties or locations evolve

Technology is only as strong as its governance — poorly defined roles and excessive access can erode even sophisticated control ...

Companies need to evaluate whether they have actual knowledge of users younger than 13

Regulators are increasingly asking whether a firm's product actually behaves as intended once real customers start using it in real ...

An incredibly well-timed trade on a predictions market regarding the US capture of Venezuela’s president has catalyzed an ongoing conversation ...

Veil-piercing is notoriously unpredictable, but rigorous maintenance of corporate separateness minimizes risk

Smart governance builds processes that feel natural; bureaucracy multiplies steps until employees seek workarounds

$460K almost disappeared because the city trusted documents instead of verifying them

Evaluating Effectiveness Companywide Regulatory authorities don’t expect perfection in a compliance program, but they do expect a concerted effort on ...

Navigating the COSO internal control cube is no easy task; there are more than 1,000 combinations to consider between the ...

Many public companies are in the process of preparing their annual 10-K reports for the SEC, and for these firms, ...

It’s critical that businesses maintain a strong risk management and internal control infrastructure. Adi Agrawal, SVP and Chief Audit Executive ...