COSO 2013 Implementation: 10 Questions that Need to be Answered
A host of corporations are in the process of Implementing the new COSO Framework or are gearing up for the ...
Tag: Internal Controls
Internal Control Checklist: 5 Anti-Fraud Strategies to Deter, Prevent and Detect Fraud
Erick O. Bell, a Senior Manager at Deloitte Financial Advisory Services LLP, presents a detailed internal control checklist that outlines ...
Beyond the Loading Dock: How Tariff Uncertainty Creates Financial Reporting Challenges
Unpredictable global trade policies, led by a scattershot rollout of tariffs levied by the US, is having widespread implications across ...
UK Corporate Crime Law Puts ‘Senior Managers’ in the Hot Seat
As Britain’s landmark economic crime law takes effect later this year, organizations face expanded liability and unclear guidance on compliance
Your Liability for Fraud: Are You Looking the Right Way?
Changes to UK regulation make companies responsible for third parties’ fraudulent conduct
Can Virtual Credit Cards Outsmart Employee Fraud?
Emerging digital payment tools promise control over operational purchasing while maintaining efficiency
2 in 3 Legal Chiefs Also Managing Functions Like Risk, Compliance or Privacy
Analysis finds most US retirement plans contain regulatory or fiduciary violations; internal audit group finalizes cybersecurity requirement
Internal Investigations: Getting It Right From the Outset
Successful internal investigations can be extremely valuable corporate governance tools. The effective identification, investigation and remediation of risks that arise ...
Warning Signs of Embezzlement & Practical Internal Controls
No system is foolproof, but knowing the signals can help
New UK Law Shines a Light on Internal Fraud Surveillance
‘Failure to prevent fraud’ could result in harsh penalties
FINRA’s Top 6 Concerns in 2018
Each year, the Financial Industry Regulatory Authority (FINRA) shares its regulatory and examination priorities for the coming year, highlighting both ...
Q&A: How Is Technology Changing the Face of Corporate Investigations?
Lack of face-to-face interviews isn’t the only pandemic-wrought disruption
