Webinar on BSA/AML/OFAC Risk Assessment: 2019 Updates on Regulations and Techniques
What will be discussed? Conducting BSA/AML/OFAC risk assessments is not only required to comply with the regulations but also to ...
Tag: enterprise risk management
Webinar on a Systematic Approach to Human Error Reduction: Investigations, Root Cause Determination and CAPA Effectiveness
To reduce and prevent human errors it is essential to understand human behavior, the psychology of error and root causes ...
Understanding Consumer Credit Reporting Obligations: Metro 2, E-OSCAR and New Tougher FCRA/CFPB Compliance
OVERVIEW Understand your potential legal risk and compliance obligations with respect to consumer credit reporting. Many financial institutions which furnish ...
Consumer Credit Reporting: Metro 2, E-OSCAR and FCRA Compliance
Many financial institutions which furnish consumer credit information on a periodic basis to Credit Reporting Agencies (CRAs) experience challenges in ...
Cognitive Governance: The First Pillar of a Cognitive Risk Framework
Cognitive governance is a radical departure from traditional risk management. James Bone explains the benefits and how the former complements ...
A Cognitive Risk Framework for the 4th Industrial Revolution
As we move into the 4th Industrial Revolution (4IR), risk management is poised to undergo a significant shift. James Bone ...
Despite Growing in Maturity, Work Remains for ERM
A Gartner survey of more than 100 organizational risk leaders shows that ERM is maturing as a function. As Gartner’s ...
What the C-Suite Needs to Know about Cybersecurity and Compliance
Steve Durbin, Managing Director of the Information Security Forum (ISF), discusses some of the key risks to organizations today and ...
Beware What Lurks in the Dark
12 Steps to Reveal and Reduce Cyber-Breach Risk One hundred percent of businesses are or will be victims of a ...
Does ERM Really Matter in Your Organization?
Maturing Risk Management in Light of COSO Updates Recent updates to the COSO framework serve to clarify the significance of ...
“An Ounce of Prevention…”
Q&A with Tony Phillips, Principal at McKool Smith Today we share an interview between CCI’s Publisher, Maurice Gilbert, and Tony ...
Managing Third-Party Risk in EERM Programs
Q&A with Dan Kinsella, Deloitte Risk and Financial Advisory Partner Deloitte recently released the results of its third-annual Global Extended ...
- Philip R. Jacoby, et al. October 17, 2019SEC Obtains Final Judgment Against Former Executive Charged with Lying to Auditors
- Michael J. Starkweather and Andiamo Corporation, William White October 17, 2019SEC Charges Microcap Company and Two Former Chief Executive Officers with Securities Violations
- Kevin B. Merrill, et al. October 16, 2019Alleged Fraudster Sentenced to 22 Years in Parallel Criminal Case
