Suspension Vs. Debarment – How and When the Remedies Are Used
Jay Rosen, "Mr. Monitor," of Affiliated Monitors, continues his running series on monitorships with a subseries on the tools the government ...
Tag: DOJ
Compliance in Health Care: What Providers Need to Know About the DOJ’s New Guidance
Compliance is near the top of nearly every health care provider’s list of priorities. But what does a robust compliance ...
The Road Ahead: The Justice Department’s Path to a Balanced White-Collar Enforcement Policy
Over the last five years, the Justice Department has struggled to establish a firm set of rules and expectations surrounding ...
Operating Instructions: Guide to the 2019 Updates to the DOJ Guidance
In this free e-book, Tom Fox discusses the Department of Justice's 2019 Guidance on the evaluation of compliance programs, how ...
Compliance and Ethics Risk Assessment by Jeff Kaplan: Revised and Expanded Edition
First published by CCI in 2014, Jeff Kaplan's Compliance & Ethics Risk Assessment: Concepts, Methods and New Directions covers an ...
The FCPA Compliance Challenges in Using WhatsApp and How Companies Can Address Them
Matteson Ellis describes what a compliance policy for ephemeral communications should look like – a concern for Latin American countries ...
Hui Chen on Decoding Regulations: An Insider’s Guide
Wednesday, May 15: Hui Chen, author of the original version of the "Evaluation of Corporate Compliance," provide an insider’s view ...
The Asia-Pacific Top 10 FCPA Enforcement Actions of 2018
Notable Cases, Settlements and Sentencings Wendy Wysong, Nick Turner and Anthony Pan from Clifford Chance discuss last year’s most significant ...
A Look Back on the CFTC’s Robust Year in Enforcement
Gregory S. Kaufman and Amber S. Unwala of Eversheds Sutherland (US) LLP review enforcement activity by the Commodity Futures Trading ...
2018 FCPA Year in Review
The More Things Change, The More They Stay the Same With 2018 officially behind us, Michael Volkov looks at FCPA ...
Targeted: A Corporate Response to a Federal Target Letter
Key Steps in the Early Stage of a Federal Investigation Although many were unsure how white collar crime enforcement would ...
Common Pitfalls in Third-Party Due Diligence
5 Risky Mistakes Companies Make Third-party relationships result in a majority of FCPA resolutions and investigations. Dan Wendt, member at ...
- Ying July 18, 2019SEC Obtains Final Judgment Against Former Equifax Executive Charged with Insider Trading
- Mark Loman July 18, 2019SEC Charges Former Company Controller with Insider Trading
- Paul Alar and West Mountain, LLC July 18, 2019SEC Charges Atlanta Fund Adviser and Its Principal for Fraudulently Overvaluing Assets
