Webinar: Decoding the DOJ’s Guidelines
The U.S. Department of Justice (DOJ) recently announced updates to its “Evaluation of Corporate Compliance Programs,” in effect outlining the ...
Tag: DOJ
Compliance and Ethics Risk Assessment by Jeff Kaplan: Revised and Expanded Edition
First published by CCI in 2014, Jeff Kaplan's Compliance & Ethics Risk Assessment: Concepts, Methods and New Directions covers an ...
The FCPA Compliance Challenges in Using WhatsApp and How Companies Can Address Them
Matteson Ellis describes what a compliance policy for ephemeral communications should look like – a concern for Latin American countries ...
Hui Chen on Decoding Regulations: An Insider’s Guide
Wednesday, May 15: Hui Chen, author of the original version of the "Evaluation of Corporate Compliance," provide an insider’s view ...
The Asia-Pacific Top 10 FCPA Enforcement Actions of 2018
Notable Cases, Settlements and Sentencings Wendy Wysong, Nick Turner and Anthony Pan from Clifford Chance discuss last year’s most significant ...
A Look Back on the CFTC’s Robust Year in Enforcement
Gregory S. Kaufman and Amber S. Unwala of Eversheds Sutherland (US) LLP review enforcement activity by the Commodity Futures Trading ...
2018 FCPA Year in Review
The More Things Change, The More They Stay the Same With 2018 officially behind us, Michael Volkov looks at FCPA ...
Targeted: A Corporate Response to a Federal Target Letter
Key Steps in the Early Stage of a Federal Investigation Although many were unsure how white collar crime enforcement would ...
Common Pitfalls in Third-Party Due Diligence
5 Risky Mistakes Companies Make Third-party relationships result in a majority of FCPA resolutions and investigations. Dan Wendt, member at ...
Private Equity in DOJ’s Line of Fire
Liability Under the False Claims Act The government can be slow, but it catches up. The DOJ and whistleblowers have ...
Goldman Sachs and the 1MDB Criminal Prosecutions
Indictments and Other Developments Following indictments unsealed last week, Michael Volkov revisits the 1MDB scandal, from the major players to ...
Key Compliance Issues for M&As
Applying the FCPA Corporate Enforcement Policy There are many ways a merger or acquisition can go sideways, including the discovery ...
- Andrew I. Farmer, Scott R. Sieck, Eddie D. Austin, Jr., Carolyn P. Austin, and John D. Brotherton May 17, 2019SEC Charges Five Individuals with Running a Pump-And-Dump Scheme
- Collector's Coffee (d/b/a Collectors Café), and Mykalai Kontilai May 15, 2019SEC Freezes Assets of Online Auction Portal and Its CEO Associated with $23 Million Offering Fraud
- Brian Fettner, et al. May 14, 2019
Corporate Compliance Insights
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