Antitrust Division Offers Credit for Strong Compliance Programs
The DOJ’s Antitrust Division is at long last following the Criminal Division’s lead in awarding credit for a company’s strong ...
Tag: DOJ
New DOJ Guidance: Credit for Compliance Program in Cartel Investigations
Cozen O’Connor’s Nicole Sprinzen and Thomas Ingalls discuss how, under the new Antitrust Division policy, an effective compliance policy would ...
$5B Facebook Privacy Settlement with the FTC Imposes Stringent Third-Party Requirements
The FTC has handed Facebook the largest privacy fine in history. Russ Berland explores how privacy risks in the U.S. are ...
Assessing the Risks Associated with Cannabis-Based Businesses in the U.S. and Canada
The federal government still prohibits banks from doing business with cannabis-based businesses, leading banks to miss out on a green ...
Suspension Vs. Debarment – How and When the Remedies Are Used
Jay Rosen, "Mr. Monitor," of Affiliated Monitors, continues his running series on monitorships with a subseries on the tools the government ...
Compliance in Health Care: What Providers Need to Know About the DOJ’s New Guidance
Compliance is near the top of nearly every health care provider’s list of priorities. But what does a robust compliance ...
The Road Ahead: The Justice Department’s Path to a Balanced White-Collar Enforcement Policy
Over the last five years, the Justice Department has struggled to establish a firm set of rules and expectations surrounding ...
Operating Instructions: Guide to the 2019 Updates to the DOJ Guidance
In this free e-book, Tom Fox discusses the Department of Justice's 2019 Guidance on the evaluation of compliance programs, how ...
Compliance and Ethics Risk Assessment by Jeff Kaplan: Revised and Expanded Edition
First published by CCI in 2014, Jeff Kaplan's Compliance & Ethics Risk Assessment: Concepts, Methods and New Directions covers an ...
The FCPA Compliance Challenges in Using WhatsApp and How Companies Can Address Them
Matteson Ellis describes what a compliance policy for ephemeral communications should look like – a concern for Latin American countries ...
Hui Chen on Decoding Regulations: An Insider’s Guide
Wednesday, May 15: Hui Chen, author of the original version of the "Evaluation of Corporate Compliance," provide an insider’s view ...
The Asia-Pacific Top 10 FCPA Enforcement Actions of 2018
Notable Cases, Settlements and Sentencings Wendy Wysong, Nick Turner and Anthony Pan from Clifford Chance discuss last year’s most significant ...
- Tom Simeo September 17, 2019SEC Charges Former Company Executive with Fraud for False Disclosures About Management
- Jan Atlas September 17, 2019SEC Charges South Florida Securities Attorney with Issuing Misleading Opinion Letters that Furthered Fraud on Thousands of Retail Investors
- John Henderson and Global Resources Leadership LLC September 17, 2019SEC Charges IIIinois Company and Its President with Affinity Fraud Targeting Christian Investors
