Compliance Program Assessments and Moral Hazards
Jeff Kaplan and Rebecca Walker inaugurate what will be a regular column on compliance & ethics program assessments. Most of ...
Tag: DOJ
Internal Uses for the Benczkowski Memo
In this week’s installment on the ramifications of the Benczkowski Memo and recent DOJ policy changes, Jay Rosen considers how ...
Recent Changes from the DOJ and What They Mean for the Compliance Practitioner
As we move ahead in the ethics and compliance world in 2020, Jay Rosen looks back at some of the ...
Billion-Dollar Baby: Ericsson FCPA Enforcement Action
The DOJ recently announced a resolution of the longstanding FCPA enforcement action involving Ericsson, a multinational networking and telecommunications equipment ...
DOJ Updates FCPA Corporate Enforcement Policy Again
The DOJ recently announced updates to its FCPA Corporate Enforcement Policy. Michael Volkov shares how, while the changes were relatively ...
Former CEO of Brazilian Petrochemical Company Charged for FCPA Violation
DOJ Office of Public Affairs (November 20, 2019) – An indictment was unsealed today charging a former chief executive officer ...
Inconsistencies in FCPA Enforcement: Key Considerations for a Potential FCPA Voluntary Disclosure
In multiple recent cases, it seems the DOJ has softened its approach on charging self-disclosing companies for FCPA crimes involving ...
What’s the Plan? – Planning a Post-Acquisition Merger Strategy
How should you plan your post-acquisition merger strategy? Jay Rosen continues his series on monitoring in an M&A context with ...
What’s Next for Compliance Enforcement?
The 2005 docudrama Syriana captured the moment just before FCPA enforcement reached the great heights we’ve come to expect today. ...
On ADA Website Compliance, the DOJ Has a Chance to End the Chaos in the Courts
The deadline recently came and went for the DOJ to finally offer clarity on the issue of ADA website compliance. ...
Antitrust Division Offers Credit for Strong Compliance Programs
The DOJ’s Antitrust Division is at long last following the Criminal Division’s lead in awarding credit for a company’s strong ...
The Antitrust Division Guidance on an Effective Compliance Program
As the third in a triumvirate of releases on compliance programs, the DOJ's Antitrust Division released its antitrust compliance program ...
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- Edward E. Matthes January 28, 2020SEC Charges Wisconsin Broker with Defrauding Retail Investors
- David Aubel and Robert Raffa January 27, 2020SEC Obtains Final Judgments Against Two Individuals Charged with Microcap Fraud
- Jeffrey P. Carpoff and Paulette Carpoff January 24, 2020SEC Charges Husband and Wife with Nearly $1 Billion Ponzi Scheme
