CFTC Updates Reporting and Cooperation Advisory for Foreign Corrupt Practices
Early last month, the CFTC issued new advisory addressing foreign corrupt practices. Willkie Farr attorneys provide highlights and discuss implications.
Tag: CFTC
How Does a Compliance Officer Blow the Whistle – And What Happens Then?
Compliance officers eligible to participate in the SEC and CFTC whistleblower programs must navigate strict rules. Speaking up always carries ...
The Cost of Noncompliance is Rising – How Regtech Can Help
In this follow-up to a recent piece extolling the benefits of regtech, ACA Technology’s Burt Esrig provides insight into the ...
Can Compliance Officers Be Whistleblowers?
Whistleblower award programs had record-breaking years in 2018, with more than $243 million in award payouts. Attorneys Michael Filoromo and ...
A Look Back on the CFTC’s Robust Year in Enforcement
Gregory S. Kaufman and Amber S. Unwala of Eversheds Sutherland (US) LLP review enforcement activity by the Commodity Futures Trading ...
The CFTC Wants You to Turn Yourself In
Commission Prepares to Implement Self-Reporting Program The Director of the Division of Enforcement at the Commodity Futures Trading Commission (CFTC) ...
Cyber Crime is Professional
This year, we’ve seen some significant, high-profile cyber crime, from email hacks to cyber bank theft. Because the attackers and ...
Cognitive Risk Framework for Cybersecurity
Despite the fact that organizations are spending more than ever on cybersecurity, the threats continue to increase. Cyber risk is ...
Social Media Sites: An Open Door for Financial Fraud
As the use of social media becomes intertwined with daily business activity, a new threat is emerging: hackers are finding ...
Rethink Cybersecurity to Reduce Risk of Hacks
Companies must be preparing for the eventuality of a data breach; it’s not a matter of if, but when a ...
- Terry Wayne Kelly and Kelly Management, LLC August 22, 2019SEC Charges Mississippi Company and its Principal with Fraud in Timber Ponzi Scheme
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
