Tag: Commodity Futures Trading Commission (CFTC)

Compliance officers eligible to participate in the SEC and CFTC whistleblower programs must navigate strict rules. Speaking up always carries ...

In this follow-up to a recent piece extolling the benefits of regtech, ACA Technology’s Burt Esrig provides insight into the ...

Whistleblower award programs had record-breaking years in 2018, with more than $243 million in award payouts. Attorneys Michael Filoromo and ...

This year, we’ve seen some significant, high-profile cyber crime, from email hacks to cyber bank theft. Because the attackers and ...

Companies must be preparing for the eventuality of a data breach; it’s not a matter of if, but when a ...