5 Ways to Ensure Board Support for Compliance
It’s absolutely critical that the Chief Compliance Officer and the Board of Directors work together to achieve a culture of ...
Tag: Anti-Corruption
The 5 Key Ingredients to a Culture of Ethics
Organizations that don’t intentionally foster and maintain a culture of ethics to so to their detriment. The company’s opportunities are ...
Compliance Fatigue — A Dangerous Concept
As the corporate purse strings tighten, it's not uncommon to start hearing whispers about "compliance fatigue." But the reality is ...
Ethics and Compliance Programs in a Global and Brazilian Context: The 6 Principles of Compliance
If you want an ethics and compliance program that's more substantive than the paper it's printed on (and you do), ...
Lessons on the Role of Leadership in Corporate Ethics and Compliance from FIFA
Corporate executives and Boards could take notes on transparency and leadership from FIFA. On what not to do, that is. ...
LRN 308 – Creative Ways to Liven Up Your Ethics and Compliance Program
Some of the risk areas in any ethics and compliance program are very serious: sexual harassment, financial fraud, etc. But ...
Essential Requirements For An “Effective” Ethics and Compliance Program
That ethics and compliance programs should be in place is a given. But just how effective are your organization’s existing ...
LRN305 – A Conversation with David Greenberg, Former Head of Ethics & Compliance at Altria
Who better to speak to the evolution of ethics and compliance leadership than a former CCO who took a bit ...
To Be a Criminal, You Have to Act Like a Criminal
Lawyers, compliance professionals and senior management at companies can be obsessive when it comes to the threat of criminal liability. ...
Encouraging Communication of Employee Concerns
One of the hardest issues for compliance professionals is encouraging employees to raise concerns about ethics and compliance issues. It ...
Risk Assessment – By the Book
Nothing is more important to developing and maintaining an effective C&E program than risk assessment, and effective risk assessment is, ...
Five New Year’s Resolutions for the CCO
I try to avoid New Year’s resolutions because I usually do not stick to them. But the process is good ...
