No Result
View All Result
SUBSCRIBE | NO FEES, NO PAYWALLS
MANAGE MY SUBSCRIPTION
NEWSLETTER
Corporate Compliance Insights
  • Home
  • About
    • About CCI
    • Writing for CCI
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Career Connection
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Whitepapers & Reports
    • eBooks
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
  • Subscribe
  • Home
  • About
    • About CCI
    • Writing for CCI
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Career Connection
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Whitepapers & Reports
    • eBooks
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
  • Subscribe
No Result
View All Result
Corporate Compliance Insights
Home GRC Vendor News

EisnerAmper Launches Compliance Consultancy

by Corporate Compliance Insights
June 16, 2014
in GRC Vendor News
EisnerAmper Launches Compliance Consultancy

Experienced compliance team to offer wide range of services to SEC-registered investment advisers and broker-dealers

EisnerAmper LLP, a leading accounting, tax and advisory firm, is pleased to announce the launch of EisnerAmper Compliance and Regulatory Services, LLC (CARS), a full-service consultancy providing outsourced compliance programs and solutions to U.S. and offshore investment advisers. CARS supports clients managing all asset classes including alternative (hedge funds, private equity funds, funds of funds and CPOs) and non-alternative investment vehicles, wealth managers, managed account platforms, mutual funds, broker-dealers and family offices.

CARS is led by Gary Swiman, Principal, and Carmine Angone, Director. These veteran compliance professionals each bring to EisnerAmper more than 25 years of experience in evaluating, implementing and leading compliance, audit, and anti-money laundering departments for some of the world’s largest asset management and broker- dealer firms, with a product mix consisting of hedge funds, private equity funds, mutual funds, broker-dealers and separately managed accounts.

The CARS team develops highly tailored solutions to fit specific client needs.  Among the solutions offered are assessing enterprise regulatory risk, and developing and implementing compliance programs to manage risk within client acceptable levels. They advise on the implementation and on-going support of Dodd-Frank initiatives and provide clients with strategies to comply with the changing regulatory environment.

“Compliance is not a one-size-fits-all approach, and our clients see an enormous amount of value in a program specifically tailored to their complex regulatory issues,” Mr. Swiman said. “Being a part of EisnerAmper allows us to more efficiently serve clients and tap the expertise of our experienced audit and tax professionals.”

Adding to this, Mr. Angone said: “Asset managers and broker-dealers are increasingly global in scope, expanding their business to avoid the market saturation that we are seeing in the U.S. However, this brings with it a number of compliance complexities. Our team excels at working through these issues and ensuring that our clients’ localized products comply with appropriate jurisdictional regulations.”

Mr. Swiman holds a B.B.A in Business Administration from Hofstra University and a J.D. from Fordham Law School.  He is a Certified Fraud Examiner (CFE) and member of the Association of Certified Fraud Examiners (ACFE). He is also a Certified Anti-Money Laundering Specialist (CAMS), and a Chartered Hedge Fund Professional (CHP). He frequently presents on anti-money laundering and forensics topics to professional groups.   He is an adjunct professor in the M.B.A. program at Pace University’s Lubin School of Business.

Mr. Angone earned his B.A. degree in Economics from Queens College, in New York. His experience includes acting as the intermediary between law firms and clients in the structuring of on- and off-shore funds; as well as interfacing with regulatory bodies and self-regulating organizations (SROs) representing his clients’ positions on compliance procedures, controls, testing and remediation.

EisnerAmper CARS is the latest in a suite of outsourced services offered by EisnerAmper. Others include EisnerAmper Fund Services LLC, and EisnerAmper Outsourced CFO Services.


Previous Post

Antitrust and Competition: Understanding the Risks

Next Post

When It’s So Broke, You Can’t Fix It: The Decision Not to Do Business in Highly Corrupt Countries

Corporate Compliance Insights

Corporate Compliance Insights

Corporate Compliance Insights

Related Posts

supply chain

Only 1 in 4 Manufacturers Have High Confidence in ESG Readiness of Their Supply Chains, Survey Finds

by Staff and Wire Reports
January 27, 2023

Ever-evolving regulatory requirements, consumer demand and investor expectations are all forcing manufacturers to increase the transparency of their supply chain,...

cco pressure

Survey: CCO Pressure High, Resources Low

by Staff and Wire Reports
January 27, 2023

Too few organizations are embracing compliance culture, according to a survey by FTI Consulting and Ethico, which found that while...

growth what next

Growing Pains: Mid-Sized Auditing Firms Are Seeing an Influx of New Clients, But at What Cost?

by Jey Purushotham
January 25, 2023

The era of exponential growth among mid-tier accounting firms is upon us, driven largely by the trend of top-tier firms...

board tech purchase

Directors: Don’t Approve a Tech Purchase Without Asking These Questions

by Jean Hill
January 25, 2023

Board directors don’t need to be able to fix a broken server, but they do need basic technology competence, which...

Next Post
When It’s So Broke, You Can’t Fix It: The Decision Not to Do Business in Highly Corrupt Countries

When It's So Broke, You Can't Fix It: The Decision Not to Do Business in Highly Corrupt Countries

Compliance Job Interview Q&A

Jump to a Topic

AML Anti-Bribery Anti-Corruption Artificial Intelligence (AI) Automation Banking Board of Directors Board Risk Oversight Business Continuity Planning California Consumer Privacy Act (CCPA) Code of Conduct Communications Management Corporate Culture COVID-19 Cryptocurrency Culture of Ethics Cybercrime Cyber Risk Data Analytics Data Breach Data Governance DOJ Download Due Diligence Enterprise Risk Management (ERM) ESG FCPA Enforcement Actions Financial Crime Financial Crimes Enforcement Network (FinCEN) GDPR HIPAA Know Your Customer (KYC) Machine Learning Monitoring RegTech Reputation Risk Risk Assessment SEC Social Media Risk Supply Chain Technology Third Party Risk Management Tone at the Top Training Whistleblowing
No Result
View All Result

Privacy Policy

Founded in 2010, CCI is the web’s premier global independent news source for compliance, ethics, risk and information security. 

Got a news tip? Get in touch. Want a weekly round-up in your inbox? Sign up for free. No subscription fees, no paywalls. 

Follow Us

Browse Topics:

  • CCI Press
  • Compliance
  • Compliance Podcasts
  • Cybersecurity
  • Data Privacy
  • eBooks Published by CCI
  • Ethics
  • FCPA
  • Featured
  • Financial Services
  • Fraud
  • Governance
  • GRC Vendor News
  • HR Compliance
  • Internal Audit
  • Leadership and Career
  • On Demand Webinars
  • Opinion
  • Resource Library
  • Risk
  • Uncategorized
  • Videos
  • Webinars
  • Well-Being
  • Whitepapers

© 2022 Corporate Compliance Insights

No Result
View All Result
  • Home
  • About
    • About CCI
    • Writing for CCI
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Career Connection
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Whitepapers & Reports
    • eBooks
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
  • Subscribe

© 2022 Corporate Compliance Insights

Welcome to CCI. This site uses cookies. Please click OK to accept. Privacy Policy
Cookie settingsACCEPT
Manage consent

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.
Necessary
Always Enabled
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
CookieDurationDescription
cookielawinfo-checbox-analytics11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checbox-functional11 monthsThe cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checbox-others11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-necessary11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-performance11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy11 monthsThe cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
Functional
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Performance
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Analytics
Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.
Advertisement
Advertisement cookies are used to provide visitors with relevant ads and marketing campaigns. These cookies track visitors across websites and collect information to provide customized ads.
Others
Other uncategorized cookies are those that are being analyzed and have not been classified into a category as yet.
SAVE & ACCEPT