Leadership and Career
Q&A with Rick Schroeder of Jones Walker Rick Schroeder, leader of the Corporate Compliance & White Collar Defense Practice at Jones Walker in New Orleans, discusses whistleblower laws and protections with CCI’s Publisher, Maurice Gilbert. Maurice Gilbert: What is the...
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Go Beyond Training to Imbue the Company’s Values Starbucks has been in the headlines lately as its corporate leaders work to show real commitment to change through racial bias training for staff at more than 8,000 stores nationwide. But a...
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Surefire Tips to a Speedy Exit Plenty of paths lead to firing, and lackluster (or even poor) performance isn’t the fastest by any means. Linda Henman outlines some of the more egregious ways you can bring about a quick end...
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A strong code of conduct offers real value to a company. With a little foresight and focus, a company can develop a new code or enhance an existing code to reap the numerous benefits it can provide.
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Using the GROW Model to Resolve Issues What if you were send to the “Principal’s office” every time you were involved in a disagreement at work? According to corporate culture expert Piyush Patel, that’s actually not a bad way to...
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Q&A with Dan Kinsella, Deloitte Risk and Financial Advisory Partner Deloitte recently released the results of its third-annual Global Extended Enterprise Risk Management (EERM) survey, "Focusing on the Climb Ahead." Dan Kinsella discusses with CCI’s Maurice Gilbert the findings from...
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There is no better time to prepare for an economic downturn than when business is good. With the severity of the 2007–2008 financial crisis still fresh on the minds of many directors and executives, how should companies prepare for an...
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Ignorance is Not a Defense in Global Expansion In this article, Jason Gerlis examines the importance and particulars of global expansion. While a business may thrive internationally, jurisdictions in all parts of the world are increasing transparency with modern technological...
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Q&A with Martin Bloor of Cozen O'Connor CCI's Maurice Gilbert interviews Martin Bloor, who comments here on the impact of companies beginning to utilize data analytics to help identify and monitor compliance risk. One of the keys to help mitigate...
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Clear Steps to Advancement You'd be hard-pressed to find a CEO at odds with the concept of equal pay; nevertheless, we've yet to reach complete gender parity on the compensation front. While executives do their part to ensure equal pay,...
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How to Build a Bench of Future Leaders When putting plans in place for a future leadership team, timing is crucial. Will successors be ready to step into the positions they’re being groomed for when the executives in those roles...
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How can the financial system be a more positive contributor to social goals? According to John Taft, CEO, author and great-grandson of 27ᵗʰ U.S. President William Howard Taft, it starts with stewardship — putting the client's interest first. If you...
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- Kent R.E. Whitney, David Lee Parrish, The Church for the Healthy Self a/k/a CHS Trust, and CHS Asset Management Inc. March 18, 2019SEC Halts Ponzi Scheme Targeting Vietnamese Investors
- Dale M. Walker March 15, 2019SEC Charges Former Municipal Officer with Fraud in Connection with Public Pension Funds
- Edward Withrow, et al. March 15, 2019SEC Obtains Final Judgment Against Former Medical Diagnostics Company Chairman
Corporate Compliance Insights
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