Leadership and Career
A CCO’s most valuable resource is time. But with high expectations and limited resources to do the job well, CCOs can quickly become overwhelmed. Michael Volkov provides a framework for dealing with some of the role’s greatest challenges. Chief compliance...
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We are pleased to share a recent interview between Hanzo’s Sean Freidlin and compliance expert Elizabeth O’Keefe. Sean and Elizabeth cover a lot of ground, including the traits that make a strong compliance officer and digging deeper to carry compliance...
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Many companies have clear strategies in place to increase diversity and inclusion (D&I) among leaders, but it remains unclear how these policies are making change. Deloitte’s Sandy Cockrell and Carol Larson discuss CFOs’ increasingly important role in championing D&I. Diversity...
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Linda Henman offers some guidance on making the kinds of decisions that keep senior leaders awake at night. Among this sage advice: consensus isn’t all it’s cracked up to be and it’s probably time to put those sacred cows out...
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The way a leader responds amid uncertainty says a lot about his or her tolerance for ambiguity. Linda Henman explains why those who enjoy an element of ambiguity make decisions differently than those who can’t tolerate it. Most humans hate...
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CCI interviews Laurie Duchateau of Buck, an integrated HR and benefits consulting, administration, and technology services provider. Laurie discusses her start in compliance and what needs Buck is meeting in the ever-evolving benefits compliance space. Corporate Compliance Insights: How did...
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Linda Henman presents six lessons from a calculated risk-taker, WWII Lt. Col. James Doolittle, whose leadership changed the course of history.
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Jim DeLoach explains why performance management is critical and six areas companies can focus on to ensure an effective approach.
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Peter Bierfeldt, data management innovator and Reltio’s Chief Information Security Officer, talks with CCI about critical risks facing companies today.
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Courage and confidence are prized among key decision-makers. Arrogance, not so much. Like boxers in the ring, business leaders must be prepared for the eventuality of a “hit.” Linda Henman writes about the cost of approaching a merger or acquisition...
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Today we share an interview with Chris Babel, the CEO of TrustArc, a leading technology compliance and security company. Chris shares his background in the industry, offers insight into key risks facing the GRC profession today and explains how TrustArc...
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Throughout the year, Hanzo’s team interviews industry leaders in compliance, e-discovery, investigations and risk management to learn about their experiences in the field and give them a platform to share advice. Earlier this month, Hanzo spoke with Louis Sapirman, JD,...
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- Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong February 21, 2020SEC Obtains Judgments Against Market Manipulators
- Navellier & Associates, Inc., and Louis Navellier February 20, 2020SEC Obtains Partial Summary Judgment Against Investment Adviser and Principal for False and Misleading Marketing of Investment Strategies
- Emmanuel Kouyoumdjian (a/k/a "Manny K") February 20, 2020SEC Obtains Final Judgment Against Unregistered Broker
