Compliance

Compliance has yet to adopt a proper management system to substantiate the critical role they play. SEI’s Kevin Byrne discusses how, rather than continuing to raise compliance issues as they occur, CCOs should graduate to consistent, ongoing management-level reporting.

Michael Volkov sheds light on recent False Claims Act cases brought against Duke University and MedStar Health – both with violations spanning multiple years.

To ensure the success of an E&C program, we must shift the organization’s perception of compliance. Jay Rosen explains that when compliance is seen as a hindrance to performance, it’ll never get the buy-in necessary to be maximally effective.

Fenergo’s Rachel Woolley discusses how the growing challenge of regulatory change management will impact functions beyond compliance.

As consumers increasingly rely on cashless spending, the PCI SSC has identified a process to secure cardholder data. Acceptto CEO Shahrokh Shahidzadeh discusses why it’s time to replace password-based credentials.

Donna Boehme defines compliance subject matter expertise, explains where it comes from and makes the case for why it’s invaluable.

Compliance officers eligible to participate in the SEC and CFTC whistleblower programs must navigate strict rules. Speaking up always carries risk, but – as Michael Filoromo and Zac Arbitman explain – the SEC, CFTC and various federal and state laws protect whistleblowers from retaliation.

WinMagic’s Garry McCracken discusses the encryption capabilities that are built into Linux, the gaps in protection/compliance risks, and what companies can do to address them.

The FAA just moved to bring more transparency to charter aviation. Darcy C. Osta, a veteran aviation attorney with LeClairRyan, explains how those who charter aircraft can use the new rules to maximize safety.

Compliance professionals still “own” too many risks that business units could manage more effectively. Gartner’s Brian Lee discusses one solution: moving ownership of compliance risks closer to their sources. It’s a time of enormous change for organizations of every type. Gartner’s 2018 survey of CEOs shows that CEOs, who have been focused on growth for years, are now prioritizing firm...

A successful compliance program starts with the C-suite. Comscore’s Ray Williams highlights the importance of leadership involvement and investment: greater employee satisfaction, productivity and retention, not to mention better economic performance for the company. Companies that incorporate compliance as a key component of their culture tend to perform better. They have a better reputation – both internally with employees and...

With more than $200 billion a year in losses due to transaction fraud, the need for the Financial Technology Protection Act is clear. EverCompliant CEO Ron Teicher discusses the bill’s aims, which have been met thus far with unanimous support from both sides of the aisle. Republicans and Democrats seem to agree on very little today, but one thing they...