Compliance
Corporate compliance focuses on an organization’s policies, procedures, processes, and actions in an effort to avoid and/or identify violations of government laws and industry. Our compliance blog posts and news articles are written for compliance officers and legal professionals. They include compliance insights, training, events, whitepapers, podcasts, and webinars.
Jay Rosen shares how the use of independent monitors has greatly expanded over the past 15 years. The increase has been seen in the private and public sectors, domestically and internationally. The U.S. Department of Justice began using monitors in...
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It is often said that the only constant in life is change, but in the 21st century, change itself is evolving, becoming quicker and less predictable. International Compliance Association’s Simone Jones explores what’s changing and how the compliance pro can...
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Jay Rosen explores the early days of Affiliated Monitors, Inc.’s independent monitoring model, inspired by NYC’s “IPSIG” concept, but with some key changes. President and Founder of AMI, Vin DiCianni, said the initial model for the independent monitor concept came...
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When compliance specialist Milou Lammers was interviewing for compliance roles, she consistently asked potential employers about their HR departments. Here, she shares what their answers have to say about the organizations’ cultures. When coming up with my list of potential...
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Fifteen years ago, the concept of independent monitoring was just getting off the ground. Jay Rosen discusses the importance of that development and AMI’s role in the change. As we return from our Thanksgiving break and prepare to wrap up...
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Are you grappling with the practical implications of new technologies? What does it all mean from a regulatory and organizational perspective, and what does the future look like for compliance pros? ICA’s Mark Taylor weighs in. Do you remember the...
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Pop quiz! What’s the best time to engage an independent monitor for an M&A process? Answer: “as early as is practicable.” Jay Rosen explores how an independent integrity monitor can benefit the entire M&A process. By engaging an independent monitor...
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Shifting from an “outside-in” to an “inside-out” security strategy enables an organization to adapt readily to an ever-changing regulatory landscape – despite resource constraints. Optiv’s John Clark discusses. The adoption of the General Data Protection Regulation (GDPR) in April 2016...
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Compliance professionals’ jobs are made immeasurably more difficult without the support of the board. Michael Volkov offers five concrete actions the compliance department can take to enhance the board-compliance relationship. In today’s aggressive enforcement environment, corporate board members have a...
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Jay Rosen considers what a monitor would review to determine if a company adequately considered ethics and compliance during the M&A process. There are two distinct phases in the M&A process: pre- and post-acquisition. In each phase, an independent monitor...
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As compliance regulations grow in complexity, organizations will need to both protect their reputation and avoid costly enforcement actions. LexisNexis Risk Solutions’ Leslie Bailey discusses how best to manage the challenge. Anti-money laundering (AML) compliance costs have continued to increase...
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While moving email to the cloud can be relatively straightforward, moving messaging and collaboration channels to Office 365 raises a significant number of questions pertaining to how those communications are captured and preserved for regulatory compliance and e-discovery purposes. Office...
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