Category: Compliance

Truth: Compliance is Difficult and Getting Harder

Posted by Leila Szwarc - September 6, 2018

7 Reasons Compliance Teams Are Struggling How challenging is it to work in compliance these…

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Colombia Ramps Up Enforcement of Transnational Bribery Law

Posted by Matteson Ellis - September 6, 2018

How “Supersociedades” is Doing in Battling Corruption Matteson Ellis summarizes developments with respect to Colombia’s…

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A Cloud Compliance Crisis

Posted by Mark Hickman - August 30, 2018

The Challenge of Managing Hybrid Environments The cloud presents many advantages for businesses, but with…

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Top Banking Regulations & Security Compliance Requirements for 2018

Posted by Michael Magrath - August 28, 2018

The Developments Impacting Financial Institutions Now It’s hard to wrap your head around all the…

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Demystifying Regulatory Compliance with MDM

Posted by Martin Samuel Nielsen - August 27, 2018

Using Master Data Management as Part of a Robust Compliance Program Martin Samuel Nielsen discusses…

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So You Need to Develop a Compliance Program…

Posted by Maurice Gilbert - August 24, 2018

Where to Start CCI’s Maurice Gilbert interviews Rick Schroeder about what constitutes a compliance “program”…

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Crime-Fraud Exception to Attorney-Client Privilege

Posted by Michael Volkov - August 16, 2018

Its Applications and Limitations The attorney-client privilege is not absolute, of course. Michael Volkov discusses…

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Optimizing Document Review in Compliance Investigations, Part 2

Posted by Thomas Gricks - August 6, 2018

Using Advanced Analytics and Continuous Active Learning to “Prove a Negative” This is the second…

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The Costs of Corruption in the Public Sector

Posted by Nellie Mayshak - July 30, 2018

When the Public Loses Faith Corruption in government is nothing new. And it’s not limited…

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SEC Amends Definition of “Smaller Reporting Company”

Posted by Penny Somer-Greif - July 26, 2018

How the Changes Will Affect Financial Reporting Recent changes by the SEC to qualification thresholds…

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Steering the Sales Strategy Toward Compliance

Posted by Valerie Charles - July 24, 2018

Why Teaching Compliance Isn’t Sufficient Sales teams live and die on incentives. And there’s nothing…

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Optimizing Document Review in Compliance Investigations, Part 1

Posted by Thomas Gricks - July 17, 2018

Internal/Regulatory Investigations Versus Litigation Too many corporations approach litigation and compliance investigations the same way,…

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