All Along the Watchtower: I Hear the Whistles Blow
Ingrained cultures of denials and threats – together with shifts in federal prosecution of organizations rather than individuals – ...
Tag: whistleblowing
3 Ways to Address the Growing Democracy of Ethics
A single tweet or viral video can do irreparable reputational harm to a company. GAN Integrity’s CEO, Neil Lustig, discusses ...
Cross-Culture: What Finance Can Learn About Compliance Culture From Volkswagen, Novartis & Tenneco
Thomson Reuters’ Henry Engler compiles guidance from the Chief Compliance Officers at Volkswagen, Novartis and Tenneco – principles that transcend ...
How the EU Whistleblower Directive Can Help Enhance a Culture of Integrity
Following an April vote by the European Parliament, potential whistleblowers in the EU member states can expect greater protections. GAN ...
Is It Smoke or Is It Fire? Using Internet Data to Investigate Claims of Misconduct
In the #MeToo era, with allegations of workplace misconduct on the rise, organizations need a quick and accurate way to ...
Empowering Employees to Speak Up Against Unethical Behavior
Effective ethics and compliance training are more than just formalities in the onboarding process. Skillsoft’s John Arendes and Convercent’s Katie ...
Every Angle Has Its Story: The Missing Angle in Boeing’s 737 MAX Calculations
Sandra Erez presents a cautionary tale for compliance practitioners and boards of directors portraying how disarmingly charming “corporate story speak” can ...
Hanzo Introduces Investigations for Compliance, Addressing the Rapid Growth of Hotline Reports in the Wake of #MeToo
AI-powered Hanzo Dynamic Investigator empowers compliance teams to efficiently and thoroughly conduct complex investigations involving employees by leveraging current data ...
DOJ Collects Millions in Two High-Profile False Claims Act Cases
Michael Volkov sheds light on recent False Claims Act cases brought against Duke University and MedStar Health – both with ...
How Does a Compliance Officer Blow the Whistle – And What Happens Then?
Compliance officers eligible to participate in the SEC and CFTC whistleblower programs must navigate strict rules. Speaking up always carries ...
Can Compliance Officers Be Whistleblowers?
Whistleblower award programs had record-breaking years in 2018, with more than $243 million in award payouts. Attorneys Michael Filoromo and ...
Liar, Liar, Pants on Fyre
The failed Fyre Festival of 2017 serves as a cautionary tale to any who’d ignore warnings from trusted advisers and ...
- Terry Wayne Kelly and Kelly Management, LLC August 22, 2019SEC Charges Mississippi Company and its Principal with Fraud in Timber Ponzi Scheme
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
