Empowering Employees to Speak Up Against Unethical Behavior
Effective ethics and compliance training are more than just formalities in the onboarding process. Skillsoft’s John Arendes and Convercent’s Katie ...
Tag: whistleblowing
Every Angle Has Its Story: The Missing Angle in Boeing’s 737 MAX Calculations
Sandra Erez presents a cautionary tale for compliance practitioners and boards of directors portraying how disarmingly charming “corporate story speak” can ...
Hanzo Introduces Investigations for Compliance, Addressing the Rapid Growth of Hotline Reports in the Wake of #MeToo
AI-powered Hanzo Dynamic Investigator empowers compliance teams to efficiently and thoroughly conduct complex investigations involving employees by leveraging current data ...
DOJ Collects Millions in Two High-Profile False Claims Act Cases
Michael Volkov sheds light on recent False Claims Act cases brought against Duke University and MedStar Health – both with ...
How Does a Compliance Officer Blow the Whistle – And What Happens Then?
Compliance officers eligible to participate in the SEC and CFTC whistleblower programs must navigate strict rules. Speaking up always carries ...
Can Compliance Officers Be Whistleblowers?
Whistleblower award programs had record-breaking years in 2018, with more than $243 million in award payouts. Attorneys Michael Filoromo and ...
Liar, Liar, Pants on Fyre
The failed Fyre Festival of 2017 serves as a cautionary tale to any who’d ignore warnings from trusted advisers and ...
SEC’s Misguided “Solution” In Search Of A Problem
The SEC is considering a rule change that would effectively introduce a floor and a ceiling for whistleblower awards. As ...
Whistle While You Work, Part 2
VinciWorks’ Sandra Erez envisions corporate whistleblowing hotlines as an outgrowth of the infamous "red phone" from the era of the ...
The Walgreens Whistleblower
Walgreens reached a settlement on Tuesday, concluding a six-year investigation into the company’s pharmacy and drug-pricing practices, initiated by a ...
Assessing Your Hotline System
Findings from NAVEX’s Annual Study NAVEX Global recently released the annual Hotline and Incident Management Report, a key tool compliance ...
The Growing Problem of Corporate Fraud
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
- Equal Earth, Inc., et al. June 18, 2019SEC Charges Green Energy Company and Two Senior Officers with Offering Fraud Charges
- Raymond Starker June 18, 2019SEC Charges New Jersey Investor with Insider Trading
- Alton Perkins, et al. June 14, 2019SEC Charges North Carolina Businessman and His Companies with Fraudulent Offering Scam
