Oil And Gas Compliance Forum – October 2, 2019 – Houston, TX
The oil and gas sector is one of the most complex and ever-changing networks of regulations, rules, activities, providers, resources, ...
Tag: technology
Chief Compliance Officers Need Real-Time Technology Just to Keep Up These Days
Compliance officers’ responsibilities are growing, and keeping pace with a fast-changing landscape is becoming increasingly difficult. Smarsh’s Shaun Hurst points ...
14th World Congress on Healthcare and Technologies
14th World Congress on Healthcare and Technologies Dates: July 22-23, 2019 | London, UK Healthcare Conferences | Healthcare Meetings | ...
Who’s Monitoring IT Assets? “Survey says…”
Businesses need to manage large numbers of network-connected devices, but how much control do we really have on our technology ...
The Expanding Role of Technology Asset Management (TAM) in Corporate Compliance
Why It’s Time for a Next-Gen Solution As organizations’ computing infrastructure expands, legacy asset management systems are becoming inadequate. To ...
The Growing Problem of Corporate Fraud
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
Integrated Risk Management: The Intersection of GRC and RMIS
3 Arguments for Integrating RMIS and GRC Processes Gartner suggests that integrated risk management (IRM) is the next evolution of ...
The Key Concerns Troubling Corporate Legal Executives Today
Data Security and Technology Top the List AlixPartners recently surveyed more than 200 executives worldwide and found that the majority ...
Lessons in Liability: Drones 101
U.S. businesses can now hire any number of drone-operating vendors to help them do inspections, filming, testing, spraying and more. ...
Using Technology To Avoid FCPA Fines
A new policy that has been enacted for enforcing the Foreign Corrupt Practices Act may significantly impact the way FCPA ...
New Technology Requires New Hires
As technology becomes an increasingly essential driver of business success for enterprises around the world, determining how to effectively and ...
6 Critical Components of Next-Gen Compliance Solutions
Key Considerations for Your Next Compliance Tech Dun & Bradstreet's Global Regulatory Strategist outlines six key traits compliance professionals should be ...
- Eric J. "EJ" Dalius et al. October 15, 2019SEC Charges Additional Defendant in Multimillion Dollar Ponzi and Pyramid Scheme
- Cetera Advisors, LLC and Cetera Advisor Networks LLC October 15, 2019SEC Charges Registered Investment Adviser and Broker-Dealer with Defrauding Advisory Clients
- Richard Andrew Mallion October 11, 2019SEC Charges Man with Fraud, Unregistered Brokerage Activity, and Unregistered Offering
