7 Steps to Jump Start Your Anti-Fraud Program
Peter Millar, the Director of Technology Application at ACL Services Ltd., provides data analysis techniques and tips for detecting and ...
Tag: Monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
The Challenge of Auditing and Monitoring Your Distributors
Moving Beyond Routine Contract Provisions If companies are to maintain a commitment to risk mitigation, they must keep an eye ...
The Apple Monitorship: Airing Dirty Laundry
I am married to a lovely Sicilian-born woman. One thing her family has taught me: the value of family loyalty ...
Audit Committees in the Private Sector: Essential or Excessive?
It is often said that being on an audit committee is a part-time job with full-time responsibilities. It’s no wonder ...
Employee Surveillance Can Turn Your Office Dystopian If You Don’t Reciprocate Transparency and Security
Demonstrators protest outside amazon investment firm Remote employee monitoring is ubiquitous — and likely here to stay. However, using monitoring ...
Betting on Compliance: The Supreme Court’s Decision in Murphy v. NCAA
Q&A with Nicole Sprinzen of Cozen O’Connor With the U.S. Supreme Court’s decision in Murphy v. NCAA on May 14, ...
How Shell Companies Might be Circumventing FinCEN’s Beneficial Ownership Rule
FinCEN issued the final rule on customer due diligence on the heels of the Panama Papers scandal, and we’re now ...
IPKeys Power Partners Announces New Grid Cybersecurity Breakthrough
Addresses multibillion-dollar cybersecurity convergence challenges of Critical Infrastructure Protection (CIP) & compliance facing utilities & grid operators Tinton Falls, NJ ...
Eventus Systems Wins Trade Surveillance Product of the Year in 2021 Risk Technology Awards
AUSTIN, Texas and LONDON (July 27, 2021) – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and ...
The Growing Problem of Corporate Fraud
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
The Convergence Between the FCPA and Suspension and Debarment
Jay Rosen, “Mr. Monitor,” continues a series on suspension and debarment, discussing where these actions meet with FCPA enforcement. Debarment ...
Monitoring for Compliance
According to CCI's Code of Conduct expert Jason Lunday, monitoring - despite being a little understood element of process management ...
