Haider Settlement
The ex-compliance chief of MoneyGram International Inc. (MoneyGram) is found personally liable for MoneyGram’s AML failures. The lawsuit is unprecedented ...
Tag: FinCEN
FinCEN’s New Customer Due Diligence Rules
Banks and certain other financial organizations must comply with FinCEN's new rules for customer due diligence (CDD) beginning May 11, ...
Virtual Currency: Friend or Foe?
AML and Other Regulatory Concerns Virtual currency is gaining momentum by the day. There are many tax, compliance and regulatory ...
Is the IRS’ Voluntary Classification Settlement Program for You?
Companies who have misclassified W-2 workers as 1099 contractors will be held accountable for correcting the issue. The good news ...
- Mediatrix Capital Inc., et al. September 18, 2019SEC Halts Alleged $125 Million Offering Fraud
- Tom Simeo September 17, 2019SEC Charges Former Company Executive with Fraud for False Disclosures About Management
- Jan Atlas September 17, 2019SEC Charges South Florida Securities Attorney with Issuing Misleading Opinion Letters that Furthered Fraud on Thousands of Retail Investors
