Former CEO of Brazilian Petrochemical Company Charged for FCPA Violation
DOJ Office of Public Affairs (November 20, 2019) – An indictment was unsealed today charging a former chief executive officer ...
Tag: fcpa enforcement actions
The Unaoil Exec’s Guilty Pleas: The Ahsanis’ Criminal Information
The bribery described here is audacious; the scale of the corruption is stunning. Monaco-based Unaoil maintained a global scheme of ...
Inconsistencies in FCPA Enforcement: Key Considerations for a Potential FCPA Voluntary Disclosure
In multiple recent cases, it seems the DOJ has softened its approach on charging self-disclosing companies for FCPA crimes involving ...
Beware the Unintended Consequences: Perspective and Guidance on Anti-Corruption Compliance
Audrey Harris, partner and co-chair of Mayer Brown’s global anti-corruption & FCPA practice, talks all things anti-corruption – from Jay ...
Barclays Agrees to Pay $6.3M FCPA Settlement
Michael Volkov details the recent FCPA settlement against Barclays for improper hiring practices stretching back several years. One key factor ...
Deutsche Bank Settles FCPA Case with SEC for $16 Million for Hiring Relatives of Public Officials
Deutsche Bank’s hiring practices in the Asia-Pacific region have exposed the institution to corruption risk, and SEC has taken note. ...
The Convergence Between the FCPA and Suspension and Debarment
Jay Rosen, “Mr. Monitor,” continues a series on suspension and debarment, discussing where these actions meet with FCPA enforcement. Debarment ...
The TechnipFMC FCPA Enforcement Action
June closed out one of the most interesting half-years in the FCPA realm. In Q1 alone, we've had the Cognizant ...
How Can Regulators Leverage Monitors?
Jay Rosen discusses the various ways regulators at all levels – federal, state and local – use monitors, as well ...
What Issues Should a Company Consider When Hiring a Corporate Monitor?
Jay Rosen explores what an organization must think about when in need of a corporate monitor – from his or ...
The FCPA and Risk Sporting Events: A Primer on Compliance
Tom Fox discusses the recent FCPA enforcement action against and SEC settlement with Telefônica Brasil and offers lessons for the ...
What is a Post-Resolution Monitorship?
Jay Rosen fields common questions in this multi-part series on corporate monitors. This installment covers post-resolution monitorships.
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- Iconix Brand Group, Inc., Neil R. Cole and Seth Horowitz December 5, 2019SEC Charges Iconix Brand Group and Former Top Executives with Accounting Fraud
- Lester Burroughs December 5, 2019SEC Charges Connecticut Man with Defrauding Retail Investors
- SBB Research Group LLC, et al. December 4, 2019SEC Charges Hedge Fund Adviser and Top Executives with Fraud
