The Convergence Between the FCPA and Suspension and Debarment
Jay Rosen, “Mr. Monitor,” continues a series on suspension and debarment, discussing where these actions meet with FCPA enforcement. Debarment ...
Tag: fcpa enforcement actions
The TechnipFMC FCPA Enforcement Action
June closed out one of the most interesting half-years in the FCPA realm. In Q1 alone, we've had the Cognizant ...
How Can Regulators Leverage Monitors?
Jay Rosen discusses the various ways regulators at all levels – federal, state and local – use monitors, as well ...
What Issues Should a Company Consider When Hiring a Corporate Monitor?
Jay Rosen explores what an organization must think about when in need of a corporate monitor – from his or ...
The FCPA and Risk Sporting Events: A Primer on Compliance
Tom Fox discusses the recent FCPA enforcement action against and SEC settlement with Telefônica Brasil and offers lessons for the ...
What is a Post-Resolution Monitorship?
Jay Rosen fields common questions in this multi-part series on corporate monitors. This installment covers post-resolution monitorships.
Corporate Monitorship 101: Who Are They, and What Can You Expect?
“Mr. Monitor” Jay Rosen explains what a corporate monitor is and answers some of the commonest questions organizations have when ...
DOJ “Tweaks” FCPA Corporate Enforcement Policy
The Department of Justice has recently amended its policy on corporate enforcement of the Foreign Corrupt Practices Act. Michael Volkov ...
The Asia-Pacific Top 10 FCPA Enforcement Actions of 2018
Notable Cases, Settlements and Sentencings Wendy Wysong, Nick Turner and Anthony Pan from Clifford Chance discuss last year’s most significant ...
2018 FCPA Year in Review
The More Things Change, The More They Stay the Same With 2018 officially behind us, Michael Volkov looks at FCPA ...
The Petrobras FCPA Enforcement Action
Tom Fox discusses the corruption scheme at Petroleo Brasileiro (Petrobras) and the subsequent settlement with the SEC and DOJ. Read ...
Key Compliance Issues for M&As
Applying the FCPA Corporate Enforcement Policy There are many ways a merger or acquisition can go sideways, including the discovery ...
- Terry Wayne Kelly and Kelly Management, LLC August 22, 2019SEC Charges Mississippi Company and its Principal with Fraud in Timber Ponzi Scheme
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
