Automating Multiple Compliance Frameworks: Is It Too Complex?
Coalfire’s Adam Salerno discusses the process, effort and rewards of designing and implementing an automated compliance environment, as well as ...
Tag: automation
A Cognitive Risk Framework for the 4th Industrial Revolution
As we move into the 4th Industrial Revolution (4IR), risk management is poised to undergo a significant shift. James Bone ...
How Organizations are Transforming Time & Attendance Processes
All functions of the organization are looking to streamline and transform. As Lakshmi Raj of Replicon explains, forward-thinking businesses have ...
Spreadsheets Aren’t Infrastructure: Saving Data Compliance with Automation
In the advent of automated GRC tools, data-compliance professionals are shooting themselves in the feet by over-relying on old-fashioned spreadsheets. ...
Making KYC Simpler Through Intelligent Automation
Roger Carson, Co-Founder and Global Financial Sales Director at encompass corporation, introduces the concept of digital know your customer (KYC) ...
How CISOs Can Effectively Convey Information Security Risk to the Board
Effective leaders understand that boards are comprised of people with different skills and areas of expertise – often without the ...
Reframing the Business Case for Audit Automation
The audit profession is facing unprecedented demands, but there are a host of tools available to help. James Bone outlines ...
Threat Horizon 2021: The Cyber Attacks Businesses Need to Prepare for Now
ISF’s Steve Durbin details findings from the firm’s recent Threat Horizon 2021 report, highlighting the top three threats to information ...
How Organizations Can Manage Regulatory Change In an Era of Hyper-Regulatory Scrutiny
Fenergo’s Rachel Woolley discusses how the growing challenge of regulatory change management will impact functions beyond compliance.
Using the New NYDFS Cybersecurity Regulation to “Lock the Data Vault” for Financial Institutions
The New York Department of Financial Services (NYDFS) requires all regulated entities to adopt the core requirements of a cybersecurity ...
Disruptive Innovation Tops List of Threats to Companies – Is Your Organization Thinking and Acting Digital?
The digital revolution is transforming our world. Protiviti’s Jim DeLoach shares how, over the next few years, many organizations will ...
Automating the Fight Against Financial Crime
Fenergo’s Kevin O’Neill discusses how asset management firms and other financial institutions are being scrutinized more by regulatory bodies with ...
- Gary Winemaster, Craig Davis and James Needham July 19, 2019SEC Charges Engine Manufacturing Company Executives with Accounting Fraud
- Garrett M. O'Rourke and Michael J. Black July 19, 2019SEC Obtains Asset Freeze in Microcap Pump and Dump Scheme Targeting Elderly Retail Investors
- Carol J. Wayland, et al. July 19, 2019SEC Obtains Final Judgments against Issuers and Promoters for Oil Well Offering Fraud
