OFAC Puts Asian Companies on Notice with “Compliance Framework”
The Clifford Chance team covers OFAC’s recently published “Framework for OFAC Compliance Commitments,” with a particular focus on how the ...
Tag: Asia Pacific
How Organizations Can Manage Regulatory Change In an Era of Hyper-Regulatory Scrutiny
Fenergo’s Rachel Woolley discusses how the growing challenge of regulatory change management will impact functions beyond compliance.
Has the Road to Settlement Gotten Bumpier?
The Banking Royal Commission (BRC) focused its attention on Australian banks when investigating misconduct in the financial services industry, but ...
U.S. Tests New Sanctions Strategies on Russia, Venezuela
Clifford Chance’s Wendy Wysong and Nick Turner discuss recent sanctions leveled by the U.S. against Russian and Venezuelan corporations and ...
The Asia-Pacific Top 10 FCPA Enforcement Actions of 2018
Notable Cases, Settlements and Sentencings Wendy Wysong, Nick Turner and Anthony Pan from Clifford Chance discuss last year’s most significant ...
The 2019 TRACE Bribery Risk Matrix Rankings for Asia-Pacific
New Data is Key to Anti-Bribery, Anti-Corruption Efforts TRACE International published an updated Bribery Risk Matrix earlier this month, and ...
New Corporate Reporting Requirements for Modern Slavery in Asia-Pacific
Uptick in Companies Taking Steps to Combat This Scourge More and more companies are combating modern slavery. The scourge is ...
Very Pleased to Meet You: Market Rates for Introducers in Asia-Pacific
Mitigating the Risk Posed by Introducers Wendy Wysong and associates at Clifford Chance write on the rise in prominence of ...
Companies Don’t Pay Bribes, People Do
Corporate Criminal Liability for Bribery in Asia-Pacific While individual employees and company representatives are responsible for acts of bribery in ...
Your Asia-Pacific Anti-Corruption Rundown
New Developments Across the Region Clifford Chance’s anti-corruption specialists in Asia-Pacific surveyed recent developments in five jurisdictions. Here's what you ...
Asia-Pacific’s Link to the Russian Oligarchs
A Compliance Challenge On April 6, the U.S. imposed economic sanctions on a number of Russian individuals and entities (specially ...
A Small Change for Asia-Pacific
Little Movement in Latest Transparency International Rankings Transparency International published its 2017 Corruption Perceptions Index (CPI) on February 21, 2018, ...
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
- Scott P. Strochak August 19, 2019SEC Charges Head Sales Agent in South Florida Alternative Investments Scheme
