No Result
View All Result
SUBSCRIBE | NO FEES, NO PAYWALLS
MANAGE MY SUBSCRIPTION
NEWSLETTER
Corporate Compliance Insights
  • Home
  • About
    • About CCI
    • Writing for CCI
    • Career Connection
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Download Whitepapers & Reports
    • Download eBooks
    • New: Living Your Best Compliance Life by Mary Shirley
    • New: Ethics and Compliance for Humans by Adam Balfour
    • 2021: Raise Your Game, Not Your Voice by Lentini-Walker & Tschida
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
    • On-Demand Webinars: Earn CEUs
  • Subscribe
  • Home
  • About
    • About CCI
    • Writing for CCI
    • Career Connection
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Download Whitepapers & Reports
    • Download eBooks
    • New: Living Your Best Compliance Life by Mary Shirley
    • New: Ethics and Compliance for Humans by Adam Balfour
    • 2021: Raise Your Game, Not Your Voice by Lentini-Walker & Tschida
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
    • On-Demand Webinars: Earn CEUs
  • Subscribe
No Result
View All Result
Corporate Compliance Insights
Home GRC Vendor News

Shield Releases its Trade Intelligence Solution to Further Strengthen Compliance and Commercial Insights

by Corporate Compliance Insights
April 29, 2021
in GRC Vendor News
traders working on laptops

London and Tel Aviv (April 29, 2021) – Specialist RegTech provider Shield today announces the addition of its Trade Intelligence layer as part of its communications compliance lifecycle platform. By utilizing AI and closely matching trade data with all relevant communications, firms can retrieve and report on specific trades faster, easier, and more accurately, along with easy sharing of this information with the appropriate regulators, to comply with investigations and avoid potential fines resulting from fraudulent or prohibited behaviors.

Roie Mandler, Head of Surveillance at Shield commented, “Trade Reconstruction is an essential capability for any regulated financial institution, but in an age of complicated regulations and ever more complicated electronic communications, this can present a ‘needle in a haystack’ situation where it is virtually impossible to achieve manually within stipulated timescales – which can be as little as 72 hours. Our platform’s automated approach saves the compliance team significant time in finding all relevant data, then presents the filtered results to the compliance officer for review and easy sharing with all stakeholders.”

Using a powerful custom-tailored, out-of-the-box model, the Shield platform considers all elements of a trade (Who, When, What), making accurate and reliable deductions through an automated approach that understands the context, jargon, and slang (including a unique ability to define aliases and commonly used synonyms in conversation) to find the related communications relevant to that specific trade. This integrated approach combines purposely built machine learning algorithms with fuzzy matching capabilities to detect products and companies in relevant parts of communication – such as small talk, news and commentary, alias usage, discreet communications relationships and more.

Shield also makes it simple to understand and present this data effectively, with personalized advanced workflows and case management to conduct Trading investigations, assign tasks and collaborate in one easy-to-use, user-centric platform. It can be deployed as a stand-alone solution and can be customised according to the organization’s size, languages, and trading protocols.

Roie adds, “With remote work on the rise, new communications channels, less floor-side supervision, and volatile markets, do you really know what your traders are up to? It has never been more important to be able to accurately reconstruct trades in their entirety to ensure your business and its employees are conducting themselves legally and honorably. Reconstructing trades is the first step towards true Trade Intelligence, which is likely to continue evolving and providing even greater insights in the future, helping to ensure firms always have the trust of their customers and the regulators.”

For more details on the Shield platform or to schedule a demo to see it in action, please contact Shield via email: info@shieldfc.com or visit www.shieldfc.com.

About Shield

Shield automates and orchestrates the complete eComms compliance lifecycle, delivering all elements of capture, correlation, data enrichment, analytics, proactive and preventative detection. Featuring two distinct functions – Compliance Data Management and Proactive Surveillance – Shield’s solution empowers numerous functions within regulated organizations, from departments such as surveillance and monitoring, risk and governance, forensic and control, all the way through to conduct and management.

A truly open platform, Shield was built to put an end to compliance data silos and complicated proprietary platforms. Our open integration approach enables an organization to connect to a wide range of electronic communications platforms through our library of pre-integrated connectors, whilst we normalize, enrich the data, and allow for connectivity to other platforms as well.

By harnessing the power of AI, Shield’s platform utilizes its non-disruptive technology and unique capabilities, including FCR (Financial Context Recognition), Alert Scoring, and NLP. It is also a Cross Regulation Platform, enabling regulated firms to meet different regulatory use cases and objectives such as: record keeping and retention, completeness and reconciliation, eDiscovery and advanced search, investigations, and surveillance.

For more information please visit: www.shieldfc.com


Tags: Artificial Intelligence (AI)RegTech
Previous Post

New Resource from ISACA and AICPA & CIMA Helps Organizations Navigate Blockchain Risk

Next Post

SAP Admits to Illegal Exports of its Software Products to Iran, Enters into NPA with DOJ

Corporate Compliance Insights

Corporate Compliance Insights

Corporate Compliance Insights

Related Posts

robot toys fighting

AI Arms Race: Banking Industry, Cybercriminals Keep Trading Punches

by Tamas Kadar
September 27, 2023

Feel safe in the knowledge that you’re covered by KYC checks? Are you sure about that? An arms race of...

bubble floating near cactus

Is Risk Management Actually Making a Difference in Your Organization?

by Jim DeLoach
September 19, 2023

Protiviti’s Jim DeLoach revisits some of his writing from half a decade ago to see if companies are making good...

ai generated illustration of robot office worker

Survey: Majority of Workers Use Generative AI — But Company Policies Lag

by Staff and Wire Reports
September 14, 2023

More than half of American employees are using generative AI tools at least occasionally to accomplish work-related tasks, according to...

ai generated robot sherlock holmes

AI Has the Power to Revolutionize Fraud Investigations

by Johannes "Jan" Scholtes
September 12, 2023

Regulators and auditors are already using AI for large-scale data analysis, but since most information relevant to investigations is unstructured,...

Next Post
exterior of SAP office in Germany

SAP Admits to Illegal Exports of its Software Products to Iran, Enters into NPA with DOJ

Available SQ
New call-to-action

Jump to a Topic

AML Anti-Bribery Anti-Corruption Artificial Intelligence (AI) Automation Banking Board of Directors Board Risk Oversight Business Continuity Planning California Consumer Privacy Act (CCPA) Communications Management Corporate Culture COVID-19 Cryptocurrency Culture of Ethics Cybercrime Cyber Risk Data Analytics Data Breach Data Governance DOJ Download Due Diligence Enterprise Risk Management (ERM) ESG FCPA Enforcement Actions Financial Crime Financial Crimes Enforcement Network (FinCEN) GDPR HIPAA Know Your Customer (KYC) Machine Learning Monitoring RegTech Reputation Risk Risk Assessment Sanctions SEC Social Media Risk Supply Chain Technology Third Party Risk Management Tone at the Top Training Whistleblowing
No Result
View All Result

Privacy Policy

Founded in 2010, CCI is the web’s premier global independent news source for compliance, ethics, risk and information security. 

Got a news tip? Get in touch. Want a weekly round-up in your inbox? Sign up for free. No subscription fees, no paywalls. 

Follow Us

Browse Topics:

  • CCI Press
  • Compliance
  • Compliance Podcasts
  • Cybersecurity
  • Data Privacy
  • eBooks Published by CCI
  • Ethics
  • FCPA
  • Featured
  • Financial Services
  • Fraud
  • Governance
  • GRC Vendor News
  • HR Compliance
  • Internal Audit
  • Leadership and Career
  • On Demand Webinars
  • Opinion
  • Resource Library
  • Risk
  • Uncategorized
  • Videos
  • Webinars
  • Well-Being
  • Whitepapers

© 2023 Corporate Compliance Insights

No Result
View All Result
  • Home
  • About
    • About CCI
    • Writing for CCI
    • Career Connection
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Download Whitepapers & Reports
    • Download eBooks
    • New: Living Your Best Compliance Life by Mary Shirley
    • New: Ethics and Compliance for Humans by Adam Balfour
    • 2021: Raise Your Game, Not Your Voice by Lentini-Walker & Tschida
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
    • On-Demand Webinars: Earn CEUs
  • Subscribe

© 2023 Corporate Compliance Insights

Welcome to CCI. This site uses cookies. Please click OK to accept. Privacy Policy
Cookie settingsACCEPT
Manage consent

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.
Necessary
Always Enabled
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
CookieDurationDescription
cookielawinfo-checbox-analytics11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checbox-functional11 monthsThe cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checbox-others11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-necessary11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-performance11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy11 monthsThe cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
Functional
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Performance
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Analytics
Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.
Advertisement
Advertisement cookies are used to provide visitors with relevant ads and marketing campaigns. These cookies track visitors across websites and collect information to provide customized ads.
Others
Other uncategorized cookies are those that are being analyzed and have not been classified into a category as yet.
SAVE & ACCEPT