No Result
View All Result
SUBSCRIBE | NO FEES, NO PAYWALLS
MANAGE MY SUBSCRIPTION
NEWSLETTER
Corporate Compliance Insights
  • Home
  • About
    • About CCI
    • Writing for CCI
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Career Connection
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Whitepapers & Reports
    • eBooks
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
  • Subscribe
  • Home
  • About
    • About CCI
    • Writing for CCI
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Career Connection
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Whitepapers & Reports
    • eBooks
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
  • Subscribe
No Result
View All Result
Corporate Compliance Insights
Home GRC Vendor News

ISACA Outlines 5 Steps to Planning an Effective IS Audit Program

by Corporate Compliance Insights
March 31, 2016
in GRC Vendor News
ISACA Outlines 5 Steps to Planning an Effective IS Audit Program

Rolling Meadows, IL (March 31, 2016) — A new report from global IT association ISACA identifies five steps organizations should take to create an effective audit program and reap the benefits of a successful information systems (IS) audit.

IS audits help enterprises ensure the effective, efficient, secure and reliable operation of the information technology that is critical to organizational success. The effectiveness of the audit depends largely on the quality of the audit program, according to a new ISACA white paper, titled “Information Systems Auditing Tools and Techniques: Creating Audit Programs.”

According to the guide, the audit process consists of three phases: planning, fieldwork/documentation and reporting/follow-up. The planning phase consists of five key steps.

  1. Determine audit subject.
  2. Define audit objective.
  3. Set audit scope.
  4. Perform pre-audit planning.
  5. Determine audit procedures and steps for data gathering.

“ISACA’s new white paper provides audit and assurance professionals with practical guidance on how to develop audit programs from the ground up,” said Rosemary M. Amato, CMA, CISA, a director on ISACA’s Board and Director, Deloitte Accountant B.V. “Audit processes are clearly defined by phase with activities clearly described. ISACA’s new guide can be leveraged in your organization to add value to the audit function.”

Setting the audit scope is critical, according to the white paper, because “the IS auditor will need to understand the IT environment and its components to identify the resources that will be required to conduct a comprehensive evaluation.” A clear scope helps the auditor determine the testing points relevant to the audit’s objective.

Pre-audit planning includes tasks such as conducting a risk assessment, identifying regulatory compliance requirements and determining the resources that will be needed to perform the audit.

The final planning step—determining audit procedures and steps for data gathering—involves activities such as obtaining departmental policies for review, developing methodology to test and verify controls and developing test scripts plus criteria to evaluate the test.

Once planning is complete, auditors can move on to the fieldwork and documentation phase (acquiring data, testing controls, issue discovery and validation, documenting results) and the reporting phase (gathering report requirements, drafting the report, issuing the report and follow-up), both of which are described in detail in ISACA’s “Information Systems Auditing Tools and Techniques: IS Audit Reporting” paper.

“Creating Audit Programs” indicates three key success elements: IS auditors should be familiar with standard frameworks, the operating environment of the entity under review and the audit process used internally.

“Creating Audit Programs” and supporting materials, including a related infographic and sample audit program, are available as a free download at www.isaca.org/creating-audit-programs.

About ISACA

ISACA (isaca.org) helps global professionals lead, adapt and assure trust in an evolving digital world by offering innovative and world-class knowledge, standards, networking, credentialing and career development. Established in 1969, ISACA is a global nonprofit association of 140,000 professionals in 180 countries. ISACA also offers Cybersecurity Nexus (CSX), a holistic cybersecurity resource, and COBIT, a business framework to govern enterprise technology.

Twitter: https://twitter.com/ISACANews

LinkedIn: https://www.linkedin.com/company/isaca

Facebook: www.facebook.com/ISACAHQ


Previous Post

Markit Launches CRS Due Diligence Solution

Next Post

5 Common Risk Management Failures

Corporate Compliance Insights

Corporate Compliance Insights

Corporate Compliance Insights

Related Posts

sustainability

It’s Time for Private Equity to Move Beyond ESG Compliance

by Todd Rahn
June 7, 2023

Few issues shaping the private equity ecosystem promise to be as transformational as ESG. For the better part of the...

pharma

Hard Pill to Swallow: Sorting Out Conflicting Guidance for Pharma Speaker Programs

by Randy Luskey
June 7, 2023

False Claims Act litigation surrounding drugmakers’ speaker programs, often used to educate healthcare professionals about a company’s products, has many...

layoffs

How to Protect Precious IP From Layoff-Related Insider Theft

by Walter Pfeffer and Harman Deol
June 7, 2023

2023 has seen dozens of companies issue layoffs, and some predictions call for even more through the end of the...

trans rights in workplace

Building a Better Office: How Employers Can Support Gender Diversity

by Cameron Zayne
June 7, 2023

This year alone, more than a dozen states have enacted anti-LGBTQ+ legislation, many of them seeking to curtail the freedom...

Next Post
Is your organization threatened by one of these five common risk management failures?

5 Common Risk Management Failures

Compliance Job Interview Q&A

Jump to a Topic

AML Anti-Bribery Anti-Corruption Artificial Intelligence (AI) Automation Banking Board of Directors Board Risk Oversight Business Continuity Planning California Consumer Privacy Act (CCPA) Communications Management Corporate Culture COVID-19 Cryptocurrency Culture of Ethics Cybercrime Cyber Risk Data Analytics Data Breach Data Governance DOJ Download Due Diligence Enterprise Risk Management (ERM) ESG FCPA Enforcement Actions Financial Crime Financial Crimes Enforcement Network (FinCEN) GDPR HIPAA Know Your Customer (KYC) Machine Learning Monitoring RegTech Reputation Risk Risk Assessment Sanctions SEC Social Media Risk Supply Chain Technology Third Party Risk Management Tone at the Top Training Whistleblowing
No Result
View All Result

Privacy Policy

Founded in 2010, CCI is the web’s premier global independent news source for compliance, ethics, risk and information security. 

Got a news tip? Get in touch. Want a weekly round-up in your inbox? Sign up for free. No subscription fees, no paywalls. 

Follow Us

Browse Topics:

  • CCI Press
  • Compliance
  • Compliance Podcasts
  • Cybersecurity
  • Data Privacy
  • eBooks Published by CCI
  • Ethics
  • FCPA
  • Featured
  • Financial Services
  • Fraud
  • Governance
  • GRC Vendor News
  • HR Compliance
  • Internal Audit
  • Leadership and Career
  • On Demand Webinars
  • Opinion
  • Resource Library
  • Risk
  • Uncategorized
  • Videos
  • Webinars
  • Well-Being
  • Whitepapers

© 2022 Corporate Compliance Insights

No Result
View All Result
  • Home
  • About
    • About CCI
    • Writing for CCI
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Career Connection
  • Events
    • Calendar
    • Submit an Event
  • Library
    • Whitepapers & Reports
    • eBooks
    • CCI Press & Compliance Bookshelf
  • Podcasts
  • Videos
  • Subscribe

© 2022 Corporate Compliance Insights

Welcome to CCI. This site uses cookies. Please click OK to accept. Privacy Policy
Cookie settingsACCEPT
Manage consent

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.
Necessary
Always Enabled
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
CookieDurationDescription
cookielawinfo-checbox-analytics11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checbox-functional11 monthsThe cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checbox-others11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-necessary11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-performance11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy11 monthsThe cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
Functional
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Performance
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Analytics
Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.
Advertisement
Advertisement cookies are used to provide visitors with relevant ads and marketing campaigns. These cookies track visitors across websites and collect information to provide customized ads.
Others
Other uncategorized cookies are those that are being analyzed and have not been classified into a category as yet.
SAVE & ACCEPT