The CII Research and Education Fund (CII-REF), a subsidiary of the Council of Institutional Investors (CII), has issued a new report highlighting best practices in disclosure of the processes by which corporate boards evaluate themselves....
Tom Fox shares insights from an interview with award-winning author and health care futurist Ben Locwin. In this white paper, he discusses how to more fully operationalize a compliance program,...
Recently, we've seen several new and significant developments in the long-running 1Malaysia Development Berhad (1MDB) scandal as the DOJ announced one guilty plea, one arrest and one indictment. Tom Fox...
A.T. Kearney's Global Business Policy Council has recently released its annual survey of global business executives, and sentiment gathered from C-level executives indicated a remarkable change in their formerly positive...
Tom Fox discusses the corruption scheme at Petroleo Brasileiro (Petrobras) and the subsequent settlement with the SEC and DOJ. Read the details of this mammoth, historic action in Tom's three-part...
Harvard Business Review recently published an article by Doris Kearns Goodwin called "Lincoln and the Art of Transformative Leadership," wherein she details the leadership skills Abraham Lincoln brought to bear...
PwC has just released its Annual Corporate Directors Survey, and the results show that board members are increasingly aware that they must address key issues that have dominated the nation’s...
Smarsh has just released its eighth annual Electronic Communications Compliance Survey Report. The survey of compliance professionals in the financial services industry shows that organizations are not keeping pace with their...
It's been more than two months since GDPR’s implementation, only 20 percent of companies believe they are GDPR compliant. Many organizations still have questions on the regulation’s impact. With this in mind,...
EY has published an update around the unique set of compliance challenges and annual reporting deadlines BDCs face. EY’s Matt Forstenhausler and Seren Tahiroglu share best practices in successfully exercising...
Recently, Credit Suisse settled an FCPA enforcement action to the tune of $77 million for the illegal hiring of family members and close personal friends of Chinese government employees, as...
Those bemoaning the lack of Foreign Corrupt Practices Act (FCPA) enforcement activity can cease. With the Dun & Bradstreet Inc. (D&B) declination in April and May’s enforcement action involving Panasonic Avionics Corporation...
