GRC Vendor News
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New Analyst Study Shows ACL’s Audit Management System Achieves ROI of More than 150 Percent
Using ACL GRC and ACL Analytics Exchange, a regional commercial bank realizes nearly $1.5 million in benefits and cost savings over three years VANCOUVER — January 14, 2016 — ACL today announced an independent study found a regional bank that deployed ACL™ GRC and ACL™ Analytics Exchange audit management...
Labaton Sucharow Whistleblower Tipped SEC About JPMorgan’s Illegal Mutual Fund Sales to Private-Banking Clients
Client Reported Securities Violations that Led to $267 Million SEC Enforcement Action New York (December 18, 2015) – Labaton Sucharow LLP, which established the first national practice exclusively dedicated to representing Securities and Exchange Commission (SEC) whistleblowers, announced today...
PwC’s Insights: The Audit Committee’s Role in Deterring Fraud
Technological advancements have caused an increase in the number of opportunities to commit fraud, as well as created innovative new ways to perpetrate and hide it. As a result, there has been an uptick in reported incidents over the...
EY Identifies Top Fraud and Corruption Trends for 2016
Cybersecurity concerns take center stage Anti-bribery/anti-corruption enforcement increasing on a global scale Data privacy and continued cyber-attacks challenge information governance New York (December 14, 2015) – Today, EY Fraud Investigation & Dispute Services (FIDS) announced top fraud and corruption trends...
Day Pitney Launches HIPAA Self-Assessment Tool
Day Pitney LLP is pleased to announce the launch of its HIPAA Self-Assessment Tool (Tool) to help clients prepare for the second phase of HIPAA audits by the U.S. Department of Health and Human Services' Office for Civil Rights...
Investing in the UK: New Rules Require Public Disclosure
Guidelines have just been published on new rules that will require UK-incorporated companies and limited liability partnerships to maintain a register of persons having significant control over them, known as a "PSC register." The new rules, which follow commitments...
New Survey Shows Compliance Investments Still Aren’t Up to Par for Broker Dealers
While FINRA and the SEC continue to scrutinize broker dealers for compliance problems, these issues are still not being taken as seriously as needed according to a new survey from Miami accounting firm Kaufman Rossin. Looking at one of...
CII Publishes Two Reports on Investor-Company Engagement
Washington, D.C.—The Council of Institutional Investors (CII) is releasing today two publications highlighting the most effective ways to conduct and disclose investor-company engagement. The first report, CII Investor-Company Roundtable: Effective Engagement is the result of a roundtable convened by...
