Financial Services

UK sees fines from FCA fall for first time in more than a half-decade

How can the investment industry expand equity and representation? Strategies for Action in Asset Management Inclusive Capitalism What’s in this report from the Milken Institute: The low representation of women and BIPOC (Black, indigenous and people of color) individuals in the $86 trillion asset management industry is a barrier to efficient and optimal capital markets. Only 2% of asset managers...

Diverse institutions are more profitable but are harder to access

Tech-phobic firms that resist evolution risk seeming out-of-touch

What’s next in the regulator’s WhatsApp probe?

Changes in small-business lending & surge in fines shake sector

Internal Global Relay data reveals which channels are most commonly captured

Agency’s slate of new rules shortens filing windows

NAIC definition shift having widespread effect in insurance investing sector

KYC-focused staffing levels drop 14%

Cloud impact on total cost, data sharing, governance and more Decision-maker survey FinServ Cloud Data Management Report What’s in this survey report from Alveo: Despite the potential for increased risk due to cloud concentration, a majority of global decision-makers in financial services firms say moving market data to the cloud will reduce their firms’ total cost of ownership, according to...

PCI DSS 4.0 rollout begins in March 2024