Ethics
Addressing Sexual Harassment In The #MeToo Era, Part 3 The #MeToo movement has brought to light allegations of misconduct by members of countless industries. As a result, in workplaces and on social media, we’re beginning to discuss in earnest what...
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Justifying the Role to Strengthen the E&C Function Compliance as a profession continues to grow globally. Compliance departments expand in response to every corporate scandal. Following increased regulatory scrutiny, the chief ethics and compliance officer role is becoming more elaborate...
Read moreGiven the right circumstances, there are many reasons to blow the whistle. But there are also many reasons to think twice before doing so. Here are 5 questions to ask yourself before becoming a whistleblower.
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The eLearning Community Cruises to New Heights by Taking Cues From the Airline Industry I recently traveled with a colleague to an off-site meeting and it seemed like the whole plane was doing the same, squeezing one or two more...
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EEOC’s New Civility Training Shows How Thin The Line Really Is Workplace harassment has dominated the headlines of late. NAVEX Global Vice President Ingrid Fredeen discusses the importance of culture and training, and how incivility has been described as “the...
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While most employers establish policies to promote a civil workplace, the NLRB has instituted new roadblocks, declaring that many of these policies violate federal law. Employers nationwide may now be in violation of these new federal regulations, but there remain...
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Bienvenue, Sapin II The introduction of Sapin II adds to the growing list of laws aimed to reduce corporate corruption. While these laws are important and beneficial, they cannot improve corporate culture to the extent that high-quality ethics and compliance programs...
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Morals and Morale in the Workplace There’s a degree of trust at every level of an organisation. Depending on size, it may or may not be easy to communicate with every echelon, but senior figures should always be fully aware...
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When Organizations Lack Real Commitment to E&C Every Chief Compliance Officer wants to be on the same page as the C-Suite and board of directors when it comes to a commitment to ethics and compliance. Without experience working inside the...
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Insights for E&C Professionals Every year, Mary Meeker, a partner at venture capital firm KPCB, publishes a comprehensive guide on internet trends. This year’s guide was just released, and SAI Global’s Sean Freidlin offers highlights for the compliance and ethics...
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Findings from the 2017 Ethics and Compliance Survey Convercent and Ethisphere recently released findings from a survey about the importance of an ethical business culture. A culture of ethics is finally being recognized by the top brass as a key...
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Even companies committed to a culture of ethics and compliance experience unethical behavior and compliance failures from time to time. In this gap between attitude and action, education and technology can help to unlock a company’s true potential. Both are...
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- Gary Winemaster, Craig Davis and James Needham July 19, 2019SEC Charges Engine Manufacturing Company Executives with Accounting Fraud
- Garrett M. O'Rourke and Michael J. Black July 19, 2019SEC Obtains Asset Freeze in Microcap Pump and Dump Scheme Targeting Elderly Retail Investors
- Carol J. Wayland, et al. July 19, 2019SEC Obtains Final Judgments against Issuers and Promoters for Oil Well Offering Fraud
