Compliance

Tod Reichert, Bonnie Green, and David Wilson discuss the roles of the General Counsel and the Chief Compliance Officer, and responsibilities can and should be divvied up when the titles are held by two individual people.

This article, by Ron Kral of Candela Solutions, defines and identifies several elements of successful corporate compliance programs and also looks at compliance within the realm of the bigger governance, risk and compliance (GRC) picture.

I have done the painstaking work of sifting through the highest rated Dilbert strips on Dilbert.com. It was very arduous work, but I persevered. My goal was to find my favorite strips and share them with you here.

According to CCI's Code of Conduct expert Jason Lunday, monitoring - despite being a little understood element of process management - serves as a powerful tool to ensure that ethics and compliance processes continue to work and improve.

For the most part, a company’s standards of conduct serve as the central component of its integrity management program. Jason Lunday describes some typical weaknesses of such codes and how companies can overcome them.

Lack of a documented security policy is a huge red flag when determining liability in the event of an incident. You do not know when the next attack will happen and if someone is aggressively targeting you, they will cause...