Roomy Khan, “Tipper A” in the Galleon Group insider trading case, discusses the many small decisions that led to catastrophic consequences in the world of financial crime.
TRACE: A Year in Prison for Insider Trading
TRACE International
TRACE International, Inc. is a globally recognized anti-bribery business organization and leading provider of third party risk management solutions. Members and clients include hundreds of multinational companies headquartered in the U.S. and worldwide. For more information, visit www.TRACEinternational.org.
- Eric D. Lyons, et al. April 23, 2019SEC Halts Misappropriation and Fraudulent Securities Offering
- David M. Loflin April 22, 2019SEC Charges Microcap Fraudster with Running a Pump-and-Dump Scheme
- Kimberly Sredich April 19, 2019SEC Charges Kimberly Sredich with Misappropriation Scheme
Corporate Compliance Insights
CCI is the Web's premier independent news source for compliance, ethics, audit & risk. CCI is owned and managed by CCI Media Group LLC.
