The Board-Management Risk Appetite Dialogue
Considering unpredictable markets, myriad uncertainties and unprecedented market opportunities, how should the board and executives engage with respect to the ...
Tag: board of directors
The Risks of Undervaluing a Focus on Culture
On a long enough timeline, every system needs reworking to avoid failure. Gary Patterson and Robert Barker share how even ...
How ESG Trends Impact Corporate Governance and Compliance
ESG concerns are increasingly impacting shareholder activism, in turn pressuring boards to engage with investors on these subjects. Farient Advisors’ ...
Top Risks & Governance Strategies for the Less than Fortune 1000 Company
FiscalDoctor CEO and President Gary Patterson discusses takeaways from the latest NACD Public Company Governance Survey – guidance pertinent for ...
Diligent Institute Report: Director Views on Priorities and Society
Directors are more focused on non-shareholder needs than the public and media believe. This is according to the just-released report ...
5 Steps to Improve Board Monitoring of Compliance
Compliance professionals’ jobs are made immeasurably more difficult without the support of the board. Michael Volkov offers five concrete actions ...
The Whys, Whats and Hows of an Independent Assessment of a Target
Jay Rosen discusses how to assess ethics and compliance in the context of a merger or acquisition, what to look ...
What is the Board’s Role in Effective Risk Management?
The Shared Assessments Program, the member-driven leader in third-party risk assurance, recently released a new set of findings and recommendations developed ...
PwC’s 2019 Annual Corporate Directors Survey
PwC’s Annual Corporate Directors Survey, set to release on October 8th, reveals a conundrum of collegiality in an increasingly distrustful ...
Cybersecurity Responsibility Expands to Corporate Boards
The SEC has squarely placed the onus on corporate board members to take on greater cybersecurity oversight of the companies ...
How the Women on Boards Movement is Disrupting Corporations for Good
While she was in Maryland recently for a conference, CCI caught up with Amii Barnard-Bahn, recently described by Forbes magazine ...
Implications of Workplace Dynamics on the Labor Model
The traditional decades-old labor model has been under pressure for some time, and it’s already being supplanted within a growing ...
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- Allan L. Lundervold January 16, 2020SEC Charges Individual with Acting as an Unregistered Broker
- Drake et al., Messier et al., Brooks January 16, 2020SEC Charges Eight Unregistered Brokers for Their Participation in Fraudulent Offerings of Microcap Securities
- Todays Growth Consultant Inc. and Kenneth D. Courtright, III January 15, 2020SEC Obtains Emergency Asset Freeze, Charges Businessman with Operating a Ponzi-Like Scheme
