No Result
View All Result
SUBSCRIBE | NO FEES, NO PAYWALLS
MANAGE MY SUBSCRIPTION
NEWSLETTER
Corporate Compliance Insights
  • Home
  • About
    • About CCI
    • CCI Magazine
    • Writing for CCI
    • Career Connection
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Library
    • Download Whitepapers & Reports
    • Download eBooks
    • New: Living Your Best Compliance Life by Mary Shirley
    • New: Ethics and Compliance for Humans by Adam Balfour
    • 2021: Raise Your Game, Not Your Voice by Lentini-Walker & Tschida
    • CCI Press & Compliance Bookshelf
  • Podcasts
    • Great Women in Compliance
    • Unless: The Podcast (Hemma Lomax)
  • Research
  • Webinars
  • Events
  • Subscribe
Jump to a Section
  • At the Office
    • Ethics
    • HR Compliance
    • Leadership & Career
    • Well-Being at Work
  • Compliance & Risk
    • Compliance
    • FCPA
    • Fraud
    • Risk
  • Finserv & Audit
    • Financial Services
    • Internal Audit
  • Governance
    • ESG
    • Getting Governance Right
  • Infosec
    • Cybersecurity
    • Data Privacy
  • Opinion
    • Adam Balfour
    • Jim DeLoach
    • Mary Shirley
    • Yan Tougas
No Result
View All Result
Corporate Compliance Insights
Home Compliance

Speak Up! − Promoting a Compliance Culture

by Matt Plass
June 4, 2015
in Compliance
Speak Up! − Promoting a Compliance Culture

One of the stories told of Toyota in terms of their constant quest for quality was that any member of their production line was free to press the “Stop” button – without fear of recrimination.

One of the biggest problems that organizations face is developing a compliance culture where it’s okay for any member of staff, at any time, to stick up their hand and say that something is wrong.

It’s easy to see why staff are slow to step forward. They may fear that they’ll look silly in front of their colleagues or their boss. Or perhaps they feel that they’re “dropping someone in it.” Another fear is that they’ll become known as a tell tale or snitch. Then there’s the fact that they might have to write up a lengthy report. And what if they should lose a big client for their employer?

It’s important to stress that the majority of employees have no problem in putting their hand up when they see something that is absolutely and definitively wrong. If a colleague strikes another, for example, it’s a straightforward case of bullying. But what if the bullying behavior is more subtle – and perhaps involving emotional rather than physical force?

To foster a culture of coming forward, many organizations have a confidential hotline in place, which lets them measure and compare the level of staff reporting. And while this is a good thing, it falls far short of developing an active culture of speaking up – where there’s no stigma attached and no recrimination.

One of the ways in which such a compliance culture can be fostered is by rewarding “near misses,” celebrating this as a potential disaster averted rather than focusing on the negatives of the situation. Another strategy is to reward people for their vigilance – even if it transpires that they’re wrong.

The ultimate objective should be to engender an atmosphere of “checking on each other” and positioning this as a good and healthy thing, rather than “snooping.” By way of analogy, you’d be delighted if somebody checked your parachute before you jumped, and you wouldn’t regard the inspector as some sort of busybody.

The message that needs to come across is that what your organization does is too important not to have extreme levels of vigilance. You can help promote corporate compliance culture in a number of ways – anything from coaching to team talks, or even a formal rewards program.

It has to be acknowledged that this type of culture goes against the grain for many individuals. As a society, we’re frequently groomed to “keep your head down” and say nothing. Against this background, it’s more important than ever that organizations work consistently and proactively toward bringing about a genuine corporate cultural change.

The benefits of such a change are enormous. For both the individual and the organization, speaking up is not just an opportunity to prevent a wrongdoing in the workplace – it’s also an opportunity to learn something about preventing a recurrence.


Previous Post

Nepal: Risk from the Theoretical to Reality

Next Post

The New Role of the CCO: Good News and Bad News

Matt Plass

Matt Plass

Matt Plass is Chief Learning Officer with Interactive Services. He has an extensive background in classroom education and learning design for adult audiences and has engaged with numerous Fortune 500 global organizations as a learning consultant and designer, helping them to develop innovative compliance training solutions. Matt’s role as Chief Learning Officer encompasses managing the instructional design function, designing our instructional tools and methodology and leading the business development function towards a consultative sales model. Matt’s core expertise includes blended learning design, training needs analysis, strategic planning change management facilitation as well as managing multiple stakeholders and working with teams of learning professionals to deliver high quality learning solutions to clients.  

Related Posts

news roundup data grungy

DEI, Immigration Regulations Lead List of Employers’ Concerns

by Staff and Wire Reports
May 9, 2025

Half of fraud driven by AI; finserv firms cite tech risks in ’25

GFT Canada Update

GFT Expands AI Compliance Suite for Canadian Credit Unions

by Corporate Compliance Insights
May 8, 2025

Digital transformation company GFT has expanded its compliance suite to help Canadian credit unions combat payment scams and identity theft...

AxiomGRC Launch

Business Resilience Platform Axiom GRC Enters Global Market

by Corporate Compliance Insights
May 8, 2025

A business resilience platform called Axiom GRC has launched in the UK, backed by £500 million private equity investment from...

MyCOI Launch

myCOI Launches AI-Powered Insurance Compliance Platform

by Corporate Compliance Insights
May 8, 2025

Insuretech provider myCOI has launched illumend, an AI-powered platform designed to manage third-party insurance compliance and certificate of insurance processing....

Next Post
The New Role of the CCO: Good News and Bad News

The New Role of the CCO: Good News and Bad News

No Result
View All Result

Privacy Policy | AI Policy

Founded in 2010, CCI is the web’s premier global independent news source for compliance, ethics, risk and information security. 

Got a news tip? Get in touch. Want a weekly round-up in your inbox? Sign up for free. No subscription fees, no paywalls. 

Follow Us

Browse Topics:

  • CCI Press
  • Compliance
  • Compliance Podcasts
  • Cybersecurity
  • Data Privacy
  • eBooks Published by CCI
  • Ethics
  • FCPA
  • Featured
  • Financial Services
  • Fraud
  • Governance
  • GRC Vendor News
  • HR Compliance
  • Internal Audit
  • Leadership and Career
  • On Demand Webinars
  • Opinion
  • Research
  • Resource Library
  • Risk
  • Uncategorized
  • Videos
  • Webinars
  • Well-Being
  • Whitepapers

© 2025 Corporate Compliance Insights

Welcome to CCI. This site uses cookies. Please click OK to accept. Privacy Policy
Cookie settingsACCEPT
Manage consent

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.
Necessary
Always Enabled
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
CookieDurationDescription
cookielawinfo-checbox-analytics11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checbox-functional11 monthsThe cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checbox-others11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-necessary11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-performance11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy11 monthsThe cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
Functional
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Performance
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Analytics
Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.
Advertisement
Advertisement cookies are used to provide visitors with relevant ads and marketing campaigns. These cookies track visitors across websites and collect information to provide customized ads.
Others
Other uncategorized cookies are those that are being analyzed and have not been classified into a category as yet.
SAVE & ACCEPT
No Result
View All Result
  • Home
  • About
    • About CCI
    • CCI Magazine
    • Writing for CCI
    • Career Connection
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Library
    • Download Whitepapers & Reports
    • Download eBooks
    • New: Living Your Best Compliance Life by Mary Shirley
    • New: Ethics and Compliance for Humans by Adam Balfour
    • 2021: Raise Your Game, Not Your Voice by Lentini-Walker & Tschida
    • CCI Press & Compliance Bookshelf
  • Podcasts
    • Great Women in Compliance
    • Unless: The Podcast (Hemma Lomax)
  • Research
  • Webinars
  • Events
  • Subscribe

© 2025 Corporate Compliance Insights