No Result
View All Result
SUBSCRIBE | NO FEES, NO PAYWALLS
MANAGE MY SUBSCRIPTION
NEWSLETTER
Corporate Compliance Insights
  • Home
  • About
    • About CCI
    • CCI Magazine
    • Writing for CCI
    • Career Connection
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Library
    • Download Whitepapers & Reports
    • Download eBooks
    • New: Living Your Best Compliance Life by Mary Shirley
    • New: Ethics and Compliance for Humans by Adam Balfour
    • 2021: Raise Your Game, Not Your Voice by Lentini-Walker & Tschida
    • CCI Press & Compliance Bookshelf
  • Podcasts
    • Great Women in Compliance
    • Unless: The Podcast (Hemma Lomax)
  • Research
  • Webinars
  • Events
  • Subscribe
Jump to a Section
  • At the Office
    • Ethics
    • HR Compliance
    • Leadership & Career
    • Well-Being at Work
  • Compliance & Risk
    • Compliance
    • FCPA
    • Fraud
    • Risk
  • Finserv & Audit
    • Financial Services
    • Internal Audit
  • Governance
    • ESG
    • Getting Governance Right
  • Infosec
    • Cybersecurity
    • Data Privacy
  • Opinion
    • Adam Balfour
    • Jim DeLoach
    • Mary Shirley
    • Yan Tougas
No Result
View All Result
Corporate Compliance Insights
Home Compliance

Disaster Recovery Failures: Learning from Others’ Mistakes

by Frank Krieger
October 11, 2016
in Compliance
Ensuring security amid disaster recovery efforts

When IT outage horror stories become prime-time news, many companies tend to take a closer look at their own ability to recover from a disaster—whether it be a hardware failure, fire, human error or environmental threat.

The first step is acknowledging that the risk of an IT outage is very real. A recent independent study conducted by Opinion Matters on behalf of iland revealed that 95 percent of companies surveyed suffered at least one IT outage in the last year. The large majority had a disaster recovery plan in place, and 87 percent triggered a failover to mitigate the impact of the outage. Most troubling of all the findings: 58 percent experienced issues when using their disaster recovery solution.

As evidenced by the recent outages at Delta and Southwest, even companies that invest millions on disaster recovery plans make mistakes. Often, they are completely avoidable. Here are some of the most common pitfalls to avoid when planning for IT resilience:

Breaking the budget in the name of resilience and compliance

Zero downtime is no longer a goal reserved for companies with large IT footprints and budgets. Modern disaster recovery tools and cloud-based services (disaster recovery as a service, or DRaaS) enable companies to fail over in minutes without the expense of maintaining a secondary data center. Some providers offer pay-as-you-go pricing models that only charge for resources you use, significantly cutting disaster recovery costs.

Of course, choosing a compliant cloud service is key here, and fully vetting a provider before you purchase is paramount. Be wary of hidden fees associated with compliance support. Also, don’t simply check the compliance logos thrown onto a vendor’s website. Verify the dates of certificates to ensure they are still valid, check out their audit paperwork and request to do a walk-through of the data center with their compliance team present. They should also deliver on-demand compliance reports, so ask for example outputs. And remember: not all business associate agreements are created equal. Validation at the start can prevent a troubling audit later.

Compliance knowledge gap

More than ever, every department within an organization seems to be strapped for time. Teams are asked to do more with less, and that certainly applies to IT. Many times, as they face resource and skills shortages, IT teams do not have a clear picture of what data and applications are subject to compliance requirements.

In fact, an independent study by Enterprise Management Associates revealed that while 96 percent of security professionals acknowledged that their organizations have compliance-related workloads in the cloud, only 69 percent of IT teams identified the same. This gap could lead to exposures for the organization if IT were to fail over into a noncompliant cloud when they have compliance-related workloads.  Again, vetting a cloud provider’s compliance capabilities is key, as it helps ensure you are protected even if there is uncertainty about various workloads. 

Failing to test and test again

Too often, companies invest time and resources into adopting a disaster recovery plan and never execute proper testing to make sure it works. Many times, they are hesitant because testing has traditionally slowed down performance of the primary data center, and a slow network can stifle productivity. Cloud-based disaster recovery eliminates this issue, as teams can execute testing on demand with no impact to normal operations. Tests should be conducted regularly – annually at a minimum. Leading DRaaS providers will also work directly with your team to troubleshoot any issues.

Murky lines of responsibility

While most teams focus on technical considerations, understanding people and process requirements is just critical. Who needs to trigger the failover? When should they trigger it? What happens if they aren’t available? Do they have proper credentials and training? What is our cloud provider responsible for when it comes to failing over, failing back, proving compliance and ensuring security? Too many companies fail to ask these questions.

Underestimating the importance of security

While security was once considered the biggest barrier to cloud adoption, the technology has matured and IT and security experts agree cloud done properly is as or more secure than an on-premise data center.  “Done properly” cannot be overemphasized.  While companies increasingly turn to DRaaS to ensure IT resilience, too many overlook the security capabilities of the cloud they are failing into. That means even if they thwart the initial outage, their data and applications are still at risk because the cloud they rely on could be vulnerable to attack.

Just as you evaluate a DRaaS provider for compliance, take a close look at security features as well. Trust, but verify. Demand advanced functionality like intrusion prevention, encryption, antivirus/antimalware tools and reporting that will help keep you ahead of threats. After all, you may be on that platform for days, weeks or even months, and services and support vary greatly.

In today’s business world, companies cannot afford to take risky bets when it comes to disaster recovery initiatives. By avoiding the mistakes of others, you can efficiently protect your business and focus on what you do best.


Previous Post

GSK Settles SEC FCPA Case for $20 Million

Next Post

New Changes from the SEC

Frank Krieger

Frank Krieger

frank krieger headshotFrank Krieger, Director of Compliance at iland, manages the compliance office in the company's Houston headquarters.  Frank's career in IT spans 18 years, and his background in ITIL and compliance reaches back 12+ years.  Frank received his degree in Computer Information Systems from Northern Michigan University and has an extensive background in enterprise ITIL, audit controls and compliance, including managing service organizations for Fortune 10 companies. Frank has held ITIL Practitioner status and is currently a certificated ITIL Expert. These achievements represent not only an in-depth understanding of process and service management, but also extensive compliance knowledge. When not busy pouring over frameworks and audit requirements, he spends time traveling with his wife, Jacque and polluting the internet with corgi photos.

Related Posts

flying blind concept moody balloon drawing

Flying Blind on AI: The New Normal for Compliance Teams

by Jennifer L. Gaskin
July 1, 2025

With the Senate's decisive vote against a state AI regulation moratorium, compliance officers face a stark reality: Most organizations are...

ice building

How Business Leaders Can Navigate a Shifting Immigration Policy Landscape

by Jorge Lopez, Deepti Orekondy and George Michael Thompson
June 25, 2025

Immigration policy changes under the Trump Administration extend far beyond border security, creating immediate business disruptions from workforce gaps to...

risk reporting concepts

The ‘So What?’ Problem With Board Risk Reporting

by Jim DeLoach
June 24, 2025

10 modern principles for transforming risk communication from compliance exercise to strategic dialogue in uncertain times

board of directors meeting table

Before You Say Yes to That Board Seat: A Director’s Due Diligence Checklist

by Chase Cole and Sidney Edgar
June 24, 2025

Public company directors face scrutiny from Wall Street, Congress, the SEC and beyond — comprehensive preparation is essential for business...

Next Post
Changes from the SEC to improve risk monitoring

New Changes from the SEC

No Result
View All Result

Privacy Policy | AI Policy

Founded in 2010, CCI is the web’s premier global independent news source for compliance, ethics, risk and information security. 

Got a news tip? Get in touch. Want a weekly round-up in your inbox? Sign up for free. No subscription fees, no paywalls. 

Follow Us

Browse Topics:

  • CCI Press
  • Compliance
  • Compliance Podcasts
  • Cybersecurity
  • Data Privacy
  • eBooks Published by CCI
  • Ethics
  • FCPA
  • Featured
  • Financial Services
  • Fraud
  • Governance
  • GRC Vendor News
  • HR Compliance
  • Internal Audit
  • Leadership and Career
  • On Demand Webinars
  • Opinion
  • Research
  • Resource Library
  • Risk
  • Uncategorized
  • Videos
  • Webinars
  • Well-Being
  • Whitepapers

© 2025 Corporate Compliance Insights

Welcome to CCI. This site uses cookies. Please click OK to accept. Privacy Policy
Cookie settingsACCEPT
Manage consent

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.
Necessary
Always Enabled
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
CookieDurationDescription
cookielawinfo-checbox-analytics11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checbox-functional11 monthsThe cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checbox-others11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-necessary11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-performance11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy11 monthsThe cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
Functional
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Performance
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Analytics
Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.
Advertisement
Advertisement cookies are used to provide visitors with relevant ads and marketing campaigns. These cookies track visitors across websites and collect information to provide customized ads.
Others
Other uncategorized cookies are those that are being analyzed and have not been classified into a category as yet.
SAVE & ACCEPT
No Result
View All Result
  • Home
  • About
    • About CCI
    • CCI Magazine
    • Writing for CCI
    • Career Connection
    • NEW: CCI Press – Book Publishing
    • Advertise With Us
  • Explore Topics
    • See All Articles
    • Compliance
    • Ethics
    • Risk
    • FCPA
    • Governance
    • Fraud
    • Internal Audit
    • HR Compliance
    • Cybersecurity
    • Data Privacy
    • Financial Services
    • Well-Being at Work
    • Leadership and Career
    • Opinion
  • Vendor News
  • Library
    • Download Whitepapers & Reports
    • Download eBooks
    • New: Living Your Best Compliance Life by Mary Shirley
    • New: Ethics and Compliance for Humans by Adam Balfour
    • 2021: Raise Your Game, Not Your Voice by Lentini-Walker & Tschida
    • CCI Press & Compliance Bookshelf
  • Podcasts
    • Great Women in Compliance
    • Unless: The Podcast (Hemma Lomax)
  • Research
  • Webinars
  • Events
  • Subscribe

© 2025 Corporate Compliance Insights