Innovation in Operationalizing Compliance
Tom Fox shares insights from an interview with award-winning author and health care futurist Ben Locwin. In this white paper, he discusses how to more fully operationalize a compliance program,...
Whitepapers
1MDB: A Guilty Plea and Two Indictments
Recently, we've seen several new and significant developments in the long-running 1Malaysia Development Berhad (1MDB) scandal as the DOJ announced one guilty plea, one arrest and one indictment. Tom Fox...
Rising to the Challenge: 2018 Views from the C-Suite
A.T. Kearney's Global Business Policy Council has recently released its annual survey of global business executives, and sentiment gathered from C-level executives indicated a remarkable change in their formerly positive...
The Petrobras FCPA Enforcement Action
Tom Fox discusses the corruption scheme at Petroleo Brasileiro (Petrobras) and the subsequent settlement with the SEC and DOJ. Read the details of this mammoth, historic action in Tom's three-part...
Lincoln and Transformative Leadership, Part 1
Harvard Business Review recently published an article by Doris Kearns Goodwin called "Lincoln and the Art of Transformative Leadership," wherein she details the leadership skills Abraham Lincoln brought to bear...
PwC’s 2018 Annual Corporate Directors Survey
PwC has just released its Annual Corporate Directors Survey, and the results show that board members are increasingly aware that they must address key issues that have dominated the nation’s...
Smarsh 2018 Electronic Communications Compliance Survey Report
Smarsh has just released its eighth annual Electronic Communications Compliance Survey Report. The survey of compliance professionals in the financial services industry shows that organizations are not keeping pace with their...
Understanding the GDPR: Frequently Asked Questions
It's been more than two months since GDPR’s implementation, only 20 percent of companies believe they are GDPR compliant. Many organizations still have questions on the regulation’s impact. With this in mind,...
BDCs: Considerations Related to ICFR
EY has published an update around the unique set of compliance challenges and annual reporting deadlines BDCs face. EY’s Matt Forstenhausler and Seren Tahiroglu share best practices in successfully exercising...
Family, Friends, and the FCPA: The Credit Suisse Enforcement Action
Recently, Credit Suisse settled an FCPA enforcement action to the tune of $77 million for the illegal hiring of family members and close personal friends of Chinese government employees, as...
Crash Landing: Lessons From the Panasonic FCPA Enforcement
Those bemoaning the lack of Foreign Corrupt Practices Act (FCPA) enforcement activity can cease. With the Dun & Bradstreet Inc. (D&B) declination in April and May’s enforcement action involving Panasonic Avionics Corporation...
Countdown to GDPR
Whether you are ready or not, the European Union (EU) General Data Protection Regulation (GDPR) goes live on May 25, 2018. It will impact companies doing business in London as...