Financial Services

How end-to-end encryption and lack of native archiving tools complicate regulatory compliance

Cross-industry coalition emerges to define best practices for embedded finance

Cyber risks remain top global business threat, but climate change is rising; nearly half of workers in US say they’ve seen harassment at work

FinCEN signals broad interpretation of suspicious activity as advisers prepare for compliance

Bad actors threaten the integrity of financial watchdog system

New thresholds signal a broader shift toward stronger governance across the banking sector

New York officials have advised financial institutions in the state to more regularly investigate the “character and fitness” of top executives — before and after they’ve been hired. Elan Parra of Guidepost Solutions explores what this means and why leaders should become comfortable with enhanced scrutiny that may feel downright invasive.

On a hypergrowth trajectory? Start with a foundation of compliance.

Regulatory proposals promise to change how advisers operate

Selection and deployment will usually take 6-12 months at least

FinServ community advised to redouble control efforts

Buy Now, Pay Later industry facing rules similar to credit card issuers