Julie DiMauro

April 20 - Julie DiMauro (145x150)Julie DiMauro is a regulatory intelligence and e-learning expert in the GRC division of Thomson Reuters Regulatory Intelligence. Follow Julie on Twitter @Julie_DiMauro or reach her by email at [email protected].

Overloaded Firms Facing More Regulatory Pain

This piece was originally shared on Thomson Reuters' blog and is republished here with permission. As compliance officers continue to complain of regulatory fatigue, a major annual survey reveals that few expect the burden to diminish in the coming year. The sheer volume and scope of regulatory change, coupled with concerns about the personal liability of compliance managers, has made the regulatory landscape...

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A risk-based approach is necessary to maintain compliance in the wake of the Panama Leak

Are the problems revealed by the Panama Papers anything new? Absolutely not. Unreported offshore accounts are hardly a novel phenomenon. If it’s an original approach you’re looking for, here you have it: from now on, banks and financial service firms will be required to exercise prudent skepticism when performing due diligence.

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Scce workshop
Volkov's book about DOJ featuring a road sign on the cover
Compliance Job Interview Q&A
  • Equal Earth, Inc., et al. June 18, 2019
    SEC Charges Green Energy Company and Two Senior Officers with Offering Fraud Charges
  • Raymond Starker June 18, 2019
    SEC Charges New Jersey Investor with Insider Trading
  • Alton Perkins, et al. June 14, 2019
    SEC Charges North Carolina Businessman and His Companies with Fraudulent Offering Scam

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