The Combination of Independent Monitors and C&E Programs
Jay Rosen discusses the combination of compliance and ethics programs with independent monitoring, as well as two DOJ memos that ...
Tag: Monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
The Challenges for and Benefits of Monitors in Health Care
Jay Rosen begins a deep dive into health care monitoring and how the proactive use of a health care monitor ...
New Guidance As Both a Sword and a Shield
Jay Rosen continues to review the DOJ announcements over the past year and the FCPA Corporate Enforcement Policy, announced in ...
Internal Uses for the Benczkowski Memo
In this week’s installment on the ramifications of the Benczkowski Memo and recent DOJ policy changes, Jay Rosen considers how ...
Workloads Are the New Atomic Unit on IT Landscape
Enterprises’ move to the cloud brings the potential for improved security and reliability, but it also can cause unease for ...
Incorporating the OODA Loop
Stopping Problems Before They Start As third-party IT security/cyber risks become more prevalent, IT security professionals continue to look for more ...
5MLD – So, How Well Do You Really Know Your Customers?
With Europe’s fifth AML directive set for implementation in a matter of months, banks should be preparing now. Opus’ Kelvin ...
Recent Changes from the DOJ and What They Mean for the Compliance Practitioner
As we move ahead in the ethics and compliance world in 2020, Jay Rosen looks back at some of the ...
Final Reflections on 15 Years
Jay Rosen concludes the series with this retrospective from Vin DiCianni on where AMI has been, where it may be ...
The Expansion of Independent Monitors
Jay Rosen shares how the use of independent monitors has greatly expanded over the past 15 years. The increase has ...
The Early Days: The Birth of the Independent Monitoring Concept
Jay Rosen explores the early days of Affiliated Monitors, Inc.’s independent monitoring model, inspired by NYC’s “IPSIG” concept, but with ...
DiCianni’s Idea: How It All Got Started
Fifteen years ago, the concept of independent monitoring was just getting off the ground. Jay Rosen discusses the importance of ...
