Performing BSA/AML/OFAC Risk Assessments: Components, Techniques and Best Practices
OVERVIEW This 60-minute webinar will summarize the importance of performing BSA/AML/OFAC risk assessments properly. It will discuss the various components ...
Tag: financial reporting
Sustainability Performance: A Differentiation Opportunity?
How critical is sustainability performance, and how is ESG reporting likely to evolve in the coming decade? Protiviti’s Jim DeLoach ...
Understanding Pay Equity: What an Employer Needs to Know About Pay Discrimination, Pay Gap, New EEO-1 Requirements, Revised EEOC/OFCCP Legislation and More
OVERVIEW In this webinar, you will learn about your obligations as an employer in achieving pay equity in your workplace ...
Payroll Tax Issues for Multi-State Businesses: Fundamentals and Best Practices for Handling Multi-State Employees in 2019
OVERVIEW This payroll training will offer participants an understanding of the employee payroll tax and compliance implications of conducting business ...
Writing Investigative Reports: Evaluating Interviewee Credibility, Reaching Conclusions and Minimizing Harassment Liability
OVERVIEW Investigative report writing actually begins from the very beginning of your investigation and continues throughout the process. This webinar will discuss ...
Streamlining Financial and Compliance Reporting as Regulations Evolve
Financial reporting still involves pulling data manually out of an ERP/EPM system into Excel, then manipulating the data to create ...
Excel Pivot Tables 101: creating insightful reports for business intelligence
With Excel Pivot Tables you can quickly and easily build business reports, dashboards and charts that help you summarize, analyze, ...
SEC Amends Definition of “Smaller Reporting Company”
How the Changes Will Affect Financial Reporting Recent changes by the SEC to qualification thresholds have altered the qualifications for ...
Is a Stricter Standard of Conduct on the Horizon for Broker-Dealers?
Broker-Dealers Navigate New Logistics On the heels of the DOL Fiduciary Rule’s defeat by the Fifth Circuit Court, the SEC ...
FCPA Investigations Without Breaking the Bank
Costs can balloon quickly in FCPA investigations, however, these investigations don’t have to spin out of fiscal control. Corporate counsel can and should get to the root of alleged ...
Auditors: Your Roadmap Has Arrived
The PCAOB inspection process continues to evolve, and it is important that issuers not only prepare for the new areas ...
Compliance is a Tall Order for Small Financial Institutions
Now that the first compliance deadline for the New York State Department of Financial Services' new cybersecurity regulation has gone ...
- Terry Wayne Kelly and Kelly Management, LLC August 22, 2019SEC Charges Mississippi Company and its Principal with Fraud in Timber Ponzi Scheme
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
