What a Holistic Customer View Does for Compliance
Global organizations have historically struggled with capturing a holistic view of their customers – one that spans international jurisdictions, lines ...
Tag: Consumer Financial Protection Bureau (CFPB)
Investment Advisers and the Bank Secrecy Act: A Risk-Based Response to FinCEN’s Call to Arms
Earlier this month the New York State Department of Financial Services announced proposed anti-money laundering and terrorist financing regulations. If ...
Bang for the Buck: Regulators Pivot to Fewer But Higher-Value Enforcement Actions
CCI staff share recent surveys, reports and analysis on risk, compliance, governance, infosec and leadership issues. Share details of your ...
CFPB’s Complaint System Is Being Manipulated; Are AI Tools the Answer?
Bad actors threaten the integrity of financial watchdog system
How Will New CFPB Rule Affect Short-Term Lenders?
Buy Now, Pay Later industry facing rules similar to credit card issuers
Business Innovation Could Accelerate Under a Friendlier CFPB
New leadership at Consumer Financial Protection Bureau signals rollback of oppressive rules, LeClairRyan attorney Jay Spruill advises RICHMOND (February 15, ...
Protecting Privacy Rights While Preventing Financial Exploitation
Financial institutions must balance the desire to protect vulnerable clients from financial exploitation with their clients’ rightful expectation that their ...
Combating Regulation by Enforcement: A Strategic Framework for Responding to State Agency Overreach
State agencies are pushing the envelope with respect to their regulatory enforcement authority. Venable’s Randy Seybold and Andrew Kay explore ...
Fallout Continues for Wells Fargo
Evidence of Widespread Consumer Finance Violations Mounts On July 21, 2017, OSHA determined that Wells Fargo had unlawfully retaliated against a ...
How Blockchain Can Revolutionize Regulatory Compliance
Blockchain has the potential to transform many business processes, making the data more available, transparent, immediate and secure. Its application ...
