Josh Jones is a Principal in Bressler, Amery & Ross’ Securities Litigation Department and the Managing Principal of the firm’s Alabama Office. His litigation practice encompasses the defense of brokerage firms and financial institutions in securities litigation, arbitration, criminal and regulatory investigations and providing counsel to corporate clients who confront issues affecting seniors and vulnerable investors. Jones also advises clients on business and commercial litigation matters in connection with bankruptcies and reorganizations, workouts and litigated insolvency matters.
Financial institutions must balance the desire to protect vulnerable clients from financial exploitation with their clients’ rightful expectation that their privacy interests will be respected. Bressler, Amery & Ross’ Josh Jones discusses reporting and disclosure issues. The financial exploitation of senior investors and vulnerable adults is a growing problem. Brokerage firms are facing increased scrutiny over their effort to protect at-risk investors...
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