Bradley Bondi

Bradley J. Bondi 9-22-14Bradley J. Bondi brings a strong background and expertise to our LRN community in areas of SEC compliance and enforcement, insider trading compliance programs, and internal investigations on a global scale.

Brad is a partner at the Law Firm of Cadwalader, Wickersham & Taft, LLP, where he focuses on securities, corporate, and financial laws, and enforcement cases. Prior to joining Cadwalader, Brad was a member of the executive staff of the Securities and Exchange Commission, where he served as Counsel to key SEC Commissioners advising on enforcement actions and regulatory rulemaking.

SEC Enforcement and Compliance Priorities 2015

SEC enforcement actions have been on the rise for some time, a pattern that's only likely to continue given recent developments. The agency is more willing than ever to take cases to court, and last year saw the single largest whistleblower award to date. Bradley Bondi, SEC compliance and enforcement expert, outlines the agency's focus for 2015.

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SEC Enforcement and Compliance Priorities: A Renewed Focus on Enforcement and Accountability

The swearing in of Mary Jo White as the new Chair of the SEC ushered in a period of increased vigor in enforcement, along with tougher prosecutorial tactics. And the SEC has already delivered. To spare their organizations from these hard-nosed enforcement actions, it's incumbent upon compliance practitioners to establish and maintain strong controls, policies and programs.

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Compliance Job Interview Q&A
  • Avi Chiat June 24, 2019
    SEC Obtains Final Judgment Against Defendant in Hedge Fund Fraud Scheme
  • Donald S. LaGuardia, Jr. June 24, 2019
    SEC Charges Founder of Bankrupt Advisory Firm with Fraud
  • Andrew J. Kandelapas June 21, 2019
    Former CEO of Chicago-Area Public Company Pleads Guilty in Market Manipulation Scheme

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