corporate compliance

The Top Five Things Companies Are Doing Right in Corporate Compliance

Successfully fulfilling all of the relevant and necessary corporate compliance requirements can be quite challenging for even the best and most vigilant enterprises. This is the first in a two-part series showing five of the key things that companies are doing right when it comes to corporate compliance, as well as five of the most important things that they’re ...

Education, Enforcement, Prevention: Life After the Galleon Trial

As we have witnessed the tentacles of the Galleon trial ravage every corner of the financial industry, firms are beginning to address their necessary levels of corporate compliance. Companies need to understand that complacency is no longer accepted lest they desire negative financial, reputational and legal exposure. To adhere to the varying levels of compliance, firms need to embrace ...