The TechnipFMC FCPA Enforcement Action
June closed out one of the most interesting half-years in the FCPA realm. In Q1 alone, we've had the Cognizant Technology Solutions declination, the Fresenius non-prosecution agreement and the Mobile...
Whitepapers
The Walmart FCPA Enforcement Action
The big one finally is resolved. The long-awaited Walmart Inc. (Walmart) Foreign Corrupt Practices Act (FCPA) enforcement action was recently announced. This massive case came in with multiple documents, a...
Deloitte Study: 7 Steps to a More Strategic Board
The job of CEO has become so complex that boards can no longer play a passive role as a collection of the CEO’s best friends, rubber-stamping management’s decisions. A new...
Global GRC User Survey 2018
The market for risk technology is driven by increased regulatory mandates and complex organizational risks. Risk technology is a global market that has rapidly evolved over the last 20 years,...
Intelligize: No-Action Letter Citation – Analyzing Excluded Shareholder Proxy Proposals
More than half of all shareholder proxy proposal exclusions allowed by the SEC are based on Rules 14a-8(i)(7) and 14a-8(i)(10), according to research and analysis in our new whitepaper. In this...
SolveXia: CFO Thought Leader Survey 2019
SolveXia, a process automation software provider, recently created a CFO Thought Leadership Survey, polling 100 CFOs from global companies like eBay, Siemens, LexisNexis, Sandoz and many others. This free report...
Technology Asset Management – Today’s Challenges of Device Proliferation
New data from 1,516 technology asset decision-makers, from organizations employing 1,000 people or more, finds that almost all of them (96 percent) said that hardware and software asset control is...
The FCPA and Risk Sporting Events: A Primer on Compliance
Tom Fox discusses the recent FCPA enforcement action against and SEC settlement with Telefônica Brasil and offers lessons for the compliance professional with respect to gifts, travel and entertainment associated...
The Bard and Compliance: Shakespeare’s Problem Plays
Tom Fox discusses compliance resilience, compliance as tragedy, creating a game plan, terminating a third party and risk-ranking logistics companies with reference to Shakespeare's often lesser-known "problem plays," those that...
PwC 2019 Risk in Review
This year's Risk in Review report from PwC examines how companies can ensure they have digitally fit risk management, internal audit and compliance functions. The 2019 report considers behaviors identified...
Protiviti’s 2019 IA Capabilities and Needs Survey
Protiviti has released findings from a new global survey of Chief Audit Executives (CAEs) and internal audit leaders. The survey found that 76 percent of internal audit groups are undertaking...
MTS FCPA Settlement and Karimova Indictment
In a stunning resolution to one of the longest-running bribery, corruption and money-laundering sagas on the international stage, the DOJ and SEC both recently announced settlement of an FCPA enforcement...