Todd Pleune is a Managing Director in the Model Risk practice of Protiviti’s Data Management and Advanced Analytics Solution. He focuses on risk modeling and model validation for credit, market, operational, credit and conduct risk. Recently, Todd has applied his technical skills in these areas to model development, validation and internal audit engagements for stress testing and anti-money laundering models. Todd has a Ph.D. in corrosion modeling from the Massachusetts Institute of Technology, where he minored in Finance at the Sloan School of Management and in Nuclear Physics including stochastic modeling.
Enhancements Needed to Address Deficiencies April is fast approaching, and with it comes the deadline for certification with the New York State Department of Financial Services (NYDFS) Part 504 rule. The requirements pose considerable challenges for financial institutions, and any regulated institution that fails to detect or report suspicious money laundering transactions may be found to be deficient and in violation of...
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