Pete Tepley is a commercial litigation attorney with RumbergerKirk. He represents securities broker dealers, including clearing brokers, and their registered representatives in customer, employment and industry disputes in FINRA arbitrations, as well as in state and federal courts. Pete is the Chair of RumbergerKirk’s Diversity and Inclusion Committee.
Meredith Jowers Lees is a commercial litigation attorney with extensive experience in securities and financial litigation at RumbergerKirk. She represents broker-dealers, including clearing brokers, in state and federal court and in FINRA arbitration in a wide variety of disputes including customer claims, raiding claims, violations of non-competition agreements, employment disputes, member-to-member claims, fraud claims, suitability claims, churning claims and trust-related claims.Founded in 2010, CCI is the web’s premier global independent news source for compliance, ethics, risk and information security.
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